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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISD
551
PGIM High Yield Bond Fund
ISD
$415M
$32K 0.02%
1,785
+36
+2% +$644
KIE icon
552
State Street SPDR S&P Insurance ETF
KIE
$651M
$32K 0.02%
1,500
+900
+150% +$18.8K
MKL icon
553
Markel Group
MKL
$23.6B
$32K 0.02%
50
– –
BMS
554
DELISTED
Bemis
BMS
$32K 0.02%
800
– –
CHI
555
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$31K 0.02%
2,230
– –
EEM icon
556
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$31K 0.02%
723
+442
+157% +$18.8K
L icon
557
Loews
L
$23.9B
$31K 0.02%
724
– –
RWR icon
558
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$31K 0.02%
375
+75
+25% +$6.12K
SLRC icon
559
SLR Investment Corp
SLRC
$696M
$31K 0.02%
1,500
– –
GLOG
560
DELISTED
GASLOG LTD
GLOG
$31K 0.02%
+1,000
New +$26.2K
IMCV icon
561
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$30K 0.02%
726
-36
-5% -$1.44K
IYF icon
562
iShares US Financials ETF
IYF
$4.67B
$30K 0.02%
740
+200
+37% +$8.13K
LCII icon
563
LCI Industries
LCII
$2.5B
$30K 0.02%
600
– –
NBL
564
DELISTED
Noble Energy, Inc.
NBL
$30K 0.02%
400
-900
-69% -$65.5K
PSXP
565
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$30K 0.02%
+400
New +$24K
ALL icon
566
Allstate
ALL
$68.3B
$29K 0.02%
500
– –
EOS
567
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
$29K 0.02%
2,226
– –
EWP icon
568
iShares MSCI Spain ETF
EWP
$2.11B
$29K 0.02%
687
+50
+8% +$2.11K
GDX icon
569
VanEck Gold Miners ETF
GDX
$23.5B
$29K 0.02%
1,130
-2,081
-65% -$49.9K
NPK icon
570
National Presto Industries
NPK
$871M
$29K 0.02%
+400
New +$28.7K
PEG icon
571
Public Service Enterprise Group
PEG
$38.6B
$29K 0.02%
714
-103
-13% -$4K
RNST icon
572
Renasant Corp
RNST
$3.96B
$29K 0.02%
1,000
– –
HCAP
573
DELISTED
Harvest Capital Credit Corporation
HCAP
$29K 0.02%
2,000
– –
WIN
574
DELISTED
Windstream Holdings Inc
WIN
$29K 0.02%
373
-225
-38% -$16.4K
TPLM
575
DELISTED
Triangle Petroleum Corporation
TPLM
$29K 0.02%
2,475
+250
+11% +$2.48K
21 22
23
24 25

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.