B. Riley Wealth Management’s State Street SPDR S&P Insurance ETF KIE Stock Holding History

B. Riley Wealth Management’s Portfolio KIE Stock Details KIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,200	Closed	-$27K	–	485
2015 Q2	$27K	Sell	1,200 -150	-11%	-$3.42K	0.02%	549
2015 Q1	$30K	Hold	1,350	–	–	0.02%	519
2014 Q4	$30K	Sell	1,350 -150	-10%	-$3.25K	0.02%	488
2014 Q3	$31K	Hold	1,500	–	–	0.02%	511
2014 Q2	$32K	Buy	1,500 +900	+150%	+$18.8K	0.02%	553
2014 Q1	$12K	Buy	+600	New	+$12.2K	0.01%	728

Other funds holding KIE

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $22.3B AUM 79.91% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

FMI

Factory Mutual Insurance Waltham, Massachusetts $10.6B AUM 34.1% 1-Year Est. Return

MIM

Miller Investment Management West Conshohocken, Pennsylvania $1.09B AUM 18.31% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

B. Riley Wealth Management's KIE Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR S&P Insurance ETF (KIE) in Q3 2015, closing a stake of 1,200 shares — an estimated $27K sold.

B. Riley Wealth Management first reported a position in KIE in Q1 2014 and held it in 6 quarters. The position peaked at $32K in Q2 2014. 67 funds tracked by Wall St. Rank hold KIE as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR S&P Insurance ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,200 State Street SPDR S&P Insurance ETF shares in Q3 2015, an estimated $27K.
B. Riley Wealth Management first reported a position in State Street SPDR S&P Insurance ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's State Street SPDR S&P Insurance ETF position peaked at $32K in Q2 2014.
67 funds tracked by Wall St. Rank held State Street SPDR S&P Insurance ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.