B. Riley Wealth Management’s Harvest Capital Credit Corporation HCAP Stock Holding History

B. Riley Wealth Management’s Portfolio HCAP Stock Details HCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-2,000	Closed	-$26K	–	1123
2014 Q3	$26K	Hold	2,000	–	–	0.02%	552
2014 Q2	$29K	Hold	2,000	–	–	0.02%	574
2014 Q1	$30K	Buy	+2,000	New	+$30.4K	0.02%	557

Other funds holding HCAP

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

CAM

Cubic Asset Management Boston, Massachusetts $422M AUM 29.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

William Blair & Company Chicago, Illinois $38.4B AUM 25.71% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

BIG

Blackthorn Investment Group Overland Park, Kansas $26.8M AUM 12.33% 1-Year Est. Return

B. Riley Wealth Management's HCAP Position: Q4 2014 in Review

B. Riley Wealth Management sold out of Harvest Capital Credit Corporation (HCAP) in Q4 2014, closing a stake of 2,000 shares — an estimated $26K sold.

B. Riley Wealth Management first reported a position in HCAP in Q1 2014 and held it in 3 quarters. The position peaked at $30K in Q1 2014. 17 funds tracked by Wall St. Rank hold HCAP as of Q4 2014.

B. Riley Wealth Management reported no remaining Harvest Capital Credit Corporation position as of Q4 2014 after selling out during the quarter.
B. Riley Wealth Management sold 2,000 Harvest Capital Credit Corporation shares in Q4 2014, an estimated $26K.
B. Riley Wealth Management first reported a position in Harvest Capital Credit Corporation in Q1 2014 and held it in 3 quarters.
B. Riley Wealth Management's Harvest Capital Credit Corporation position peaked at $30K in Q1 2014.
17 funds tracked by Wall St. Rank held Harvest Capital Credit Corporation as of Q4 2014.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.