B. Riley Wealth Management’s iShares Morningstar Mid-Cap Value ETF IMCV Stock Holding History

B. Riley Wealth Management’s Portfolio IMCV Stock Details IMCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-570	Closed	-$23K	–	443
2015 Q2	$23K	Hold	570	–	–	0.02%	575
2015 Q1	$23K	Sell	570 -129	-18%	-$5.38K	0.02%	570
2014 Q4	$29K	Hold	699	–	–	0.02%	498
2014 Q3	$27K	Sell	699 -27	-4%	-$1.11K	0.02%	536
2014 Q2	$30K	Sell	726 -36	-5%	-$1.44K	0.02%	562
2014 Q1	$30K	Buy	+762	New	+$29K	0.02%	551

Other funds holding IMCV

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FAT

First American Trust Santa Ana, California $1.49B AUM 21.98% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GIA

GHP Investment Advisors Denver, Colorado $2.43B AUM 21.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Management's IMCV Position: Q3 2015 in Review

B. Riley Wealth Management sold out of iShares Morningstar Mid-Cap Value ETF (IMCV) in Q3 2015, closing a stake of 570 shares — an estimated $23K sold.

B. Riley Wealth Management first reported a position in IMCV in Q1 2014 and held it in 6 quarters. The position peaked at $30K in Q2 2014. 35 funds tracked by Wall St. Rank hold IMCV as of Q3 2015.

B. Riley Wealth Management reported no remaining iShares Morningstar Mid-Cap Value ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 570 iShares Morningstar Mid-Cap Value ETF shares in Q3 2015, an estimated $23K.
B. Riley Wealth Management first reported a position in iShares Morningstar Mid-Cap Value ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's iShares Morningstar Mid-Cap Value ETF position peaked at $30K in Q2 2014.
35 funds tracked by Wall St. Rank held iShares Morningstar Mid-Cap Value ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.