BRWM
ISD

B. Riley Wealth Management’s PGIM High Yield Bond Fund ISD Stock Holding History

B. Riley Wealth Management’s Portfolio ISD Stock Details ISD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-1,966
Closed -$30K – 451
2015
Q2 		$30K Buy
1,966
+46
+2% +$733 0.02% 526
2015
Q1 		$31K Buy
1,920
+55
+3% +$903 0.02% 513
2014
Q4 		$31K Buy
1,865
+41
+2% +$674 0.03% 484
2014
Q3 		$30K Buy
1,824
+39
+2% +$673 0.02% 517
2014
Q2 		$32K Buy
1,785
+36
+2% +$644 0.02% 552
2014
Q1 		$32K Buy
+1,749
New +$31.1K 0.02% 536

Other funds holding ISD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

B. Riley Wealth Management's ISD Position: Q3 2015 in Review

B. Riley Wealth Management sold out of PGIM High Yield Bond Fund (ISD) in Q3 2015, closing a stake of 1,966 shares — an estimated $30K sold.

B. Riley Wealth Management first reported a position in ISD in Q1 2014 and held it in 6 quarters. The position peaked at $32K in Q2 2014. 45 funds tracked by Wall St. Rank hold ISD as of Q3 2015.

  • B. Riley Wealth Management reported no remaining PGIM High Yield Bond Fund position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 1,966 PGIM High Yield Bond Fund shares in Q3 2015, an estimated $30K.
  • B. Riley Wealth Management first reported a position in PGIM High Yield Bond Fund in Q1 2014 and held it in 6 quarters.
  • B. Riley Wealth Management's PGIM High Yield Bond Fund position peaked at $32K in Q2 2014.
  • 45 funds tracked by Wall St. Rank held PGIM High Yield Bond Fund as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.