B. Riley Wealth Management’s SLR Investment Corp SLRC Stock Holding History

B. Riley Wealth Management’s Portfolio SLRC Stock Details SLRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-82,225	Closed	-$1.44M	–	475
2020 Q4	$1.44M	Sell	82,225 -1,000	-1%	-$17K	0.19%	112
2020 Q3	$1.32M	Buy	83,225 +100	+0.1%	+$1.64K	0.16%	123
2020 Q2	$1.33M	Sell	83,125 -346,845	-81%	-$5.27M	0.15%	137
2020 Q1	$5M	Buy	429,970 +417,920	+3,468%	+$7.61M	0.53%	51
2019 Q4	$248K	Sell	12,050 -1,617	-12%	-$33.2K	0.04%	321
2019 Q3	$282K	Hold	13,667	–	–	0.05%	284
2019 Q2	$281	Sell	13,667 -1,875	-12%	-$39.5K	0.04%	297
2019 Q1	$324K	Sell	15,542 -150	-1%	-$3.11K	0.06%	263
2018 Q4	$301K	Buy	+15,692	New	+$324K	0.06%	242
2014 Q3	–	Sell	-1,500	Closed	-$31K	–	1150
2014 Q2	$31K	Hold	1,500	–	–	0.02%	560
2014 Q1	$33K	Buy	+1,500	New	+$33.4K	0.02%	531

Other funds holding SLRC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

ACB

Aristotle Capital Boston Boston, Massachusetts $1.61B AUM 19.82% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

PGH

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

B. Riley Wealth Management's SLRC Position: Q1 2021 in Review

B. Riley Wealth Management sold out of SLR Investment Corp (SLRC) in Q1 2021, closing a stake of 82,225 shares — an estimated $1.44M sold.

B. Riley Wealth Management first reported a position in SLRC in Q1 2014 and held it in 11 quarters. The position peaked at $5M in Q1 2020. 109 funds tracked by Wall St. Rank hold SLRC as of Q1 2021.

B. Riley Wealth Management reported no remaining SLR Investment Corp position as of Q1 2021 after selling out during the quarter.
B. Riley Wealth Management sold 82,225 SLR Investment Corp shares in Q1 2021, an estimated $1.44M.
B. Riley Wealth Management first reported a position in SLR Investment Corp in Q1 2014 and held it in 11 quarters.
B. Riley Wealth Management's SLR Investment Corp position peaked at $5M in Q1 2020.
109 funds tracked by Wall St. Rank held SLR Investment Corp as of Q1 2021.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.