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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INXX
476
DELISTED
Columbia India Infrastructure ETF
INXX
$33K 0.03%
2,666
– –
BGC icon
477
BGC Group
BGC
$5.35B
$32K 0.03%
5,598
– –
BUI icon
478
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$718M
$32K 0.03%
1,571
-2,745
-64% -$55.4K
IP icon
479
International Paper
IP
$22.4B
$32K 0.03%
634
-422
-40% -$20.7K
SABA
480
Saba Capital Income & Opportunities Fund II
SABA
$224M
$32K 0.03%
2,252
+2,152
+2,152% +$32.9K
VOD icon
481
Vodafone
VOD
$36.2B
$32K 0.03%
963
-110
-10% -$3.71K
DLTR icon
482
Dollar Tree
DLTR
$25.1B
$31K 0.03%
452
– –
ISD
483
PGIM High Yield Bond Fund
ISD
$417M
$31K 0.03%
1,865
+41
+2% +$674
MCEP
484
DELISTED
Mid-Con Energy Partners, LP
MCEP
$31K 0.03%
250
+230
+1,150% +$64.5K
EGN
485
DELISTED
Energen
EGN
$31K 0.03%
500
-2,300
-82% -$146K
EOS
486
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$30K 0.02%
2,226
– –
KIE icon
487
State Street SPDR S&P Insurance ETF
KIE
$639M
$30K 0.02%
1,350
-150
-10% -$3.25K
LCII icon
488
LCI Industries
LCII
$2.56B
$30K 0.02%
600
– –
PEG icon
489
Public Service Enterprise Group
PEG
$38B
$30K 0.02%
726
+6
+0.8% +$241
SCO icon
490
ProShares UltraShort Bloomberg Crude Oil
SCO
$757M
$30K 0.02%
+10
New +$19.2K
UUP icon
491
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$30K 0.02%
1,268
-1,095
-46% -$25.4K
ARII
492
DELISTED
American Railcar Industries, Inc.
ARII
$30K 0.02%
600
– –
CWEI
493
DELISTED
Clayton Williams Energy, Inc.
CWEI
$30K 0.02%
476
-200
-30% -$14.6K
ALKS icon
494
Alkermes
ALKS
$8.33B
$29K 0.02%
500
– –
EFOR
495
Everforth Inc
EFOR
$1.23B
$29K 0.02%
900
-300
-25% -$9.02K
HAS icon
496
Hasbro
HAS
$12.9B
$29K 0.02%
534
+4
+0.8% +$225
IMCV icon
497
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$29K 0.02%
699
– –
VIG icon
498
Vanguard Dividend Appreciation ETF
VIG
$114B
$29K 0.02%
364
+2
+0.6% +$158
MACK
499
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$29K 0.02%
330
-4
-1% -$291
HTS
500
DELISTED
HATTERAS FINANCIAL CORP
HTS
$29K 0.02%
1,611
-300
-16% -$5.67K
18 19
20
21 22

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PGF
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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.