B. Riley Wealth Management’s Saba Capital Income & Opportunities Fund II SABA Stock Holding History

B. Riley Wealth Management’s Portfolio SABA Stock Details SABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,752	Closed	-$38K	–	632
2015 Q2	$38K	Buy	2,752 +500	+22%	+$7.24K	0.03%	474
2015 Q1	$32K	Hold	2,252	–	–	0.02%	504
2014 Q4	$32K	Buy	2,252 +2,152	+2,152%	+$32.9K	0.03%	481
2014 Q3	$10K	Sell	100 -152	-60%	-$2.44K	0.01%	772
2014 Q2	$4K	Hold	252	–	–	﹤0.01%	965
2014 Q1	$4K	Buy	+252	New	+$3.97K	﹤0.01%	917

Other funds holding SABA

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.8B AUM 23.19% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

B. Riley Wealth Management's SABA Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Saba Capital Income & Opportunities Fund II (SABA) in Q3 2015, closing a stake of 2,752 shares — an estimated $38K sold.

B. Riley Wealth Management first reported a position in SABA in Q1 2014 and held it in 6 quarters. The position peaked at $38K in Q2 2015. 122 funds tracked by Wall St. Rank hold SABA as of Q3 2015.

B. Riley Wealth Management reported no remaining Saba Capital Income & Opportunities Fund II position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 2,752 Saba Capital Income & Opportunities Fund II shares in Q3 2015, an estimated $38K.
B. Riley Wealth Management first reported a position in Saba Capital Income & Opportunities Fund II in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Saba Capital Income & Opportunities Fund II position peaked at $38K in Q2 2015.
122 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund II as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.