BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.1M
Cap. Flow %
-68.21%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PX
401
DELISTED
Praxair Inc
PX
– –
-100
Closed -$11K
PF
402
DELISTED
Pinnacle Foods, Inc.
PF
– –
-500
Closed -$22K
SHLD
403
DELISTED
Sears Holding Corporation
SHLD
– –
-76
Closed -$2K
ETP
404
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-3,000
Closed -$114K
DGL
405
DELISTED
Invesco DB Gold Fund
DGL
– –
-1,000
Closed -$38K
RSO
406
DELISTED
Resource Capital Corp.
RSO
– –
-150
Closed -$2K
WIN
407
DELISTED
Windstream Holdings Inc
WIN
– –
-50
Closed -$1K
EVEP
408
DELISTED
EV Energy Partners, L.P.
EVEP
– –
-125
Closed -$1K
COW
409
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
– –
-2,030
Closed -$53K
BBG
410
DELISTED
Bill Barrett Corp
BBG
– –
-3,950
Closed -$33K
CASC
411
DELISTED
Cascadian Therapeutics, Inc.
CASC
– –
-833
Closed -$18K
BWLD
412
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-400
Closed -$62K
POT
413
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-538
Closed -$16K
AGU
414
DELISTED
Agrium
AGU
– –
-483
Closed -$51K
BSJH
415
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
– –
-370
Closed -$9K
CEMP
416
DELISTED
Cempra, Inc.
CEMP
– –
-2,500
Closed -$85K
LVLT
417
DELISTED
Level 3 Communications Inc
LVLT
– –
-900
Closed -$47K
SBSW icon
418
Sibanye-Stillwater
SBSW
$6.08B
– –
-53
Closed –
SCO icon
419
ProShares UltraShort Bloomberg Crude Oil
SCO
$125M
– –
-50
Closed -$28K
SCZ icon
420
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
– –
-308
Closed -$15K
SDIV icon
421
Global X SuperDividend ETF
SDIV
$953M
– –
-743
Closed -$49K
SDY icon
422
SPDR S&P Dividend ETF
SDY
$20.5B
– –
-814
Closed -$62K
SHAK icon
423
Shake Shack
SHAK
$4.03B
– –
-10
Closed –
SH icon
424
ProShares Short S&P500
SH
$1.24B
– –
-13,375
Closed -$2.28M
SHY icon
425
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
– –
-1,622
Closed -$137K
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