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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HP icon
401
Helmerich & Payne
HP
$3.39B
– –
-173
Closed -$12K
HPQ icon
402
HP
HPQ
$24.9B
– –
-557
Closed -$7K
HRTG icon
403
Heritage Insurance Holdings
HRTG
$910M
– –
-150
Closed -$3K
HSY icon
404
Hershey
HSY
$35.4B
– –
-565
Closed -$50K
HUN icon
405
Huntsman Corp
HUN
$1.75B
– –
-2,889
Closed -$63K
HYD icon
406
VanEck High Yield Muni ETF
HYD
$4.42B
– –
-360
Closed -$21K
HYG icon
407
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-115
Closed -$10K
HYHG icon
408
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
– –
-100
Closed -$7K
HYMB icon
409
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.17B
– –
-17,558
Closed -$486K
HYT icon
410
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-850
Closed -$9K
PPLI
411
People Inc
PPLI
$3.18B
– –
-16,786
Closed -$238K
IAI icon
412
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.35B
– –
-38
Closed -$1K
IAK icon
413
iShares US Insurance ETF
IAK
$537M
– –
-1,030
Closed -$52K
IAU icon
414
iShares Gold Trust
IAU
$62.6B
– –
-1,915
Closed -$43K
IBM icon
415
IBM
IBM
$214B
– –
-549
Closed -$85K
ICF icon
416
iShares Select U.S. REIT ETF
ICF
$2.1B
– –
-534
Closed -$23K
ICMB icon
417
Investcorp Credit Management BDC
ICMB
$11.3M
– –
-1,410
Closed -$19K
IDLV icon
418
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
– –
-200
Closed -$6K
IDU icon
419
iShares US Utilities ETF
IDU
$1.42B
– –
-690
Closed -$35K
IDV icon
420
iShares International Select Dividend ETF
IDV
$8.46B
– –
-300
Closed -$9K
IEF icon
421
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-66
Closed -$6K
IEMG icon
422
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
– –
-4,909
Closed -$235K
IEP icon
423
Icahn Enterprises
IEP
$5.18B
– –
-200
Closed -$17K
IFN
424
Aberdeen India Fund
IFN
$503M
– –
-515
Closed -$13K
IFV icon
425
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
– –
-1,000
Closed -$19K
15 16
17
18 19

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EL
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PGF
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SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.