B. Riley Wealth Management’s iShares US Insurance ETF IAK Stock Holding History

B. Riley Wealth Management’s Portfolio IAK Stock Details IAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,030	Closed	-$52K	–	413
2015 Q2	$52K	Hold	1,030	–	–	0.04%	395
2015 Q1	$50K	Buy	1,030 +530	+106%	+$25.8K	0.04%	408
2014 Q4	$25K	Hold	500	–	–	0.02%	533
2014 Q3	$23K	Hold	500	–	–	0.02%	571
2014 Q2	$23K	Hold	500	–	–	0.01%	628
2014 Q1	$23K	Buy	+500	New	+$22.6K	0.02%	601

Other funds holding IAK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

HBT

Hills Bank & Trust North Liberty, Iowa $2.35B AUM 17.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

B. Riley Wealth Management's IAK Position: Q3 2015 in Review

B. Riley Wealth Management sold out of iShares US Insurance ETF (IAK) in Q3 2015, closing a stake of 1,030 shares — an estimated $52K sold.

B. Riley Wealth Management first reported a position in IAK in Q1 2014 and held it in 6 quarters. The position peaked at $52K in Q2 2015. 39 funds tracked by Wall St. Rank hold IAK as of Q3 2015.

B. Riley Wealth Management reported no remaining iShares US Insurance ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,030 iShares US Insurance ETF shares in Q3 2015, an estimated $52K.
B. Riley Wealth Management first reported a position in iShares US Insurance ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's iShares US Insurance ETF position peaked at $52K in Q2 2015.
39 funds tracked by Wall St. Rank held iShares US Insurance ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.