B. Riley Wealth Management’s Investcorp Credit Management BDC ICMB Stock Holding History

B. Riley Wealth Management’s Portfolio ICMB Stock Details ICMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,410	Closed	-$19K	–	417
2015 Q2	$19K	Hold	1,410	–	–	0.02%	612
2015 Q1	$18K	Hold	1,410	–	–	0.01%	634
2014 Q4	$15K	Hold	1,410	–	–	0.01%	655
2014 Q3	$18K	Buy	1,410 +403	+40%	+$5.52K	0.01%	637
2014 Q2	$14K	Buy	+1,007	New	+$14.1K	0.01%	749

Other funds holding ICMB

Cyrus Capital Partners New York $156M AUM 81.61% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

B. Riley Wealth Management's ICMB Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Investcorp Credit Management BDC (ICMB) in Q3 2015, closing a stake of 1,410 shares — an estimated $19K sold.

B. Riley Wealth Management first reported a position in ICMB in Q2 2014 and held it in 5 quarters. The position peaked at $19K in Q2 2015. 16 funds tracked by Wall St. Rank hold ICMB as of Q3 2015.

B. Riley Wealth Management reported no remaining Investcorp Credit Management BDC position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,410 Investcorp Credit Management BDC shares in Q3 2015, an estimated $19K.
B. Riley Wealth Management first reported a position in Investcorp Credit Management BDC in Q2 2014 and held it in 5 quarters.
B. Riley Wealth Management's Investcorp Credit Management BDC position peaked at $19K in Q2 2015.
16 funds tracked by Wall St. Rank held Investcorp Credit Management BDC as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.