B. Riley Wealth Management’s State Street SPDR Nuveen ICE High Yield Municipal Bond ETF HYMB Stock Holding History

B. Riley Wealth Management’s Portfolio HYMB Stock Details HYMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-17,558	Closed	-$486K	–	409
2015 Q2	$486K	Buy	17,558 +3,688	+27%	+$105K	0.39%	53
2015 Q1	$399K	Buy	+13,870	New	+$402K	0.3%	86
2014 Q4	–	Sell	-7,260	Closed	-$206K	–	1046
2014 Q3	$206K	Buy	+7,260	New	+$203K	0.15%	184

Other funds holding HYMB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VCM

Vigilant Capital Management Portland, Maine $1.34B AUM 15.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Hudock Inc Williamsport, Pennsylvania $680M AUM 18.73% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

B. Riley Wealth Management's HYMB Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) in Q3 2015, closing a stake of 17,558 shares — an estimated $486K sold.

B. Riley Wealth Management first reported a position in HYMB in Q3 2014 and held it in 3 quarters. The position peaked at $486K in Q2 2015. 61 funds tracked by Wall St. Rank hold HYMB as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR Nuveen ICE High Yield Municipal Bond ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 17,558 State Street SPDR Nuveen ICE High Yield Municipal Bond ETF shares in Q3 2015, an estimated $486K.
B. Riley Wealth Management first reported a position in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF in Q3 2014 and held it in 3 quarters.
B. Riley Wealth Management's State Street SPDR Nuveen ICE High Yield Municipal Bond ETF position peaked at $486K in Q2 2015.
61 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE High Yield Municipal Bond ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.