B. Riley Wealth Management’s SPDR Nuveen ICE High Yield Municipal Bond ETF HYMB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-17,558	Closed	-$486K	–	409
2015 Q2	$486K	Buy	17,558 +3,688	+27%	+$102K	0.39%	53
2015 Q1	$399K	Buy	+13,870	New	+$399K	0.3%	86
2014 Q4	–	Sell	-7,260	Closed	-$206K	–	1047
2014 Q3	$206K	Buy	+7,260	New	+$206K	0.15%	184