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State Street SPDR Nuveen ICE High Yield Municipal Bond ETF

51 hedge funds and large institutions have $145M invested in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

110% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 10

24% more capital invested

Capital invested by funds: $117M → $145M (+$27.7M)

21% more funds holding

Funds holding: 4251 (+9)

13.29% more ownership

Funds ownership: 82.58%95.88% (+13%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

65% less call options, than puts

Call options by funds: $239K | Put options by funds: $682K

Holders
51
Holders Change
+9
Holders Change %
+21.43%
% of All Funds
1.48%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
12
Increased
21
Reduced
10
Closed
2
Calls
$239K
Puts
$682K
Net Calls
-$443K
Net Calls Change
-$66K
Name Holding Trade Value Shares
Change
Change in
Stake
RBA
1
Richard Bernstein Advisors
New York
$34.6M +$14.1M +505,110 +71%
Bank of America
2
Bank of America
North Carolina
$21.9M +$4.54M +162,046 +27%
Morgan Stanley
3
Morgan Stanley
New York
$10.7M -$5M -178,576 -32%
VCM
4
Vigilant Capital Management
Maine
$9.11M +$206K +7,360 +2%
U
5
UBS
Switzerland
$6.78M +$3.31M +118,190 +98%
BA
6
BlackRock Advisors
Delaware
$5.68M
SCA
7
Strategic Capital Alternatives
United States
$5.42M +$5.34M +190,708 New
RJA
8
Raymond James & Associates
Florida
$5.21M -$876K -31,282 -15%
MSL
9
Mackay Shields LLC
New York
$5M
EWM
10
Empirical Wealth Management
Washington
$4.11M +$763K +27,242 +23%
HI
11
Horizon Investments
North Carolina
$3.87M +$1.07M +38,138 +39%
BTS
12
BB&T Securities
Virginia
$3.77M +$112 +4 +0%
PO
13
Private Ocean
California
$3.32M -$10.9K -390 -0.3%
HI
14
Hudock Inc
Pennsylvania
$3.12M +$3.08M +109,914 New
BFG
15
Bouchey Financial Group
New York
$2.85M +$505K +18,050 +22%
ACM
16
Argentus Capital Management
Texas
$2.58M +$2.54M +90,704 New
SFG
17
Sage Financial Group
Pennsylvania
$1.93M -$27.4K -980 -1%
SWP
18
Stratos Wealth Partners
Ohio
$1.82M +$1.8M +64,192 New
VAM
19
Visionary Asset Management
Texas
$1.6M +$1.58M +56,320 New
LYV
20
Live Your Vision
Pennsylvania
$1.19M +$201K +7,198 +21%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.19M +$1.13M +40,268 +2,473%
FIM
22
Freedom Investment Management
Connecticut
$1.05M -$18.1K -648 -2%
AL
23
Aspiriant LLC
California
$899K +$35K +1,252 +4%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$729K +$719K +25,672 New
PI
25
Placemark Investments
Illinois
$649K +$229K +8,186 +56%

HYMB Hedge Fund Activity: Q3 2014 in Review

51 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) for Q3 2014, worth a combined $145M — up 24% from $117M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new HYMB positions and 2 closed out — a net gain of 10 holders — while 21 added to existing stakes and 10 trimmed.

The largest buyer was Richard Bernstein Advisors, adding an estimated $14.1M. The largest seller was Morgan Stanley, cutting an estimated $5M.

  • 51 institutional investors held State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) as of Q3 2014, up from 42 in Q2 2014.
  • Funds reported $145M of State Street SPDR Nuveen ICE High Yield Municipal Bond ETF stock for Q3 2014, up 24% quarter-over-quarter.
  • 12 funds opened new State Street SPDR Nuveen ICE High Yield Municipal Bond ETF positions in Q3 2014 and 2 closed out, a net change of +10 holders.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF buyer in Q3 2014 was Richard Bernstein Advisors, an estimated $14.1M added.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF seller in Q3 2014 was Morgan Stanley, an estimated $5M sold.

Based on aggregated 13F filings for Q3 2014.