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State Street SPDR Nuveen ICE High Yield Municipal Bond ETF

61 hedge funds and large institutions have $168M invested in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

12.85% more ownership

Funds ownership: 81.6%94.45% (+13%)

6% more capital invested

Capital invested by funds: $158M → $168M (+$10.1M)

13% less funds holding

Funds holding: 7061 (-9)

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26

57% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 14

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
61
Holders Change
-9
Holders Change %
-12.86%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
6
Increased
21
Reduced
26
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.1M +$2.17M +77,896 +6%
ACM
2
Aviance Capital Management
Florida
$24M +$23.6M +847,242 New
Bank of America
3
Bank of America
North Carolina
$14.9M +$1.2M +42,960 +9%
VCM
4
Vigilant Capital Management
Maine
$11.4M +$655K +23,480 +6%
UBS Group
5
UBS Group
Switzerland
$11M -$1.14M -40,972 -10%
RJA
6
Raymond James & Associates
Florida
$10.4M +$941K +33,748 +10%
SEI Investments
7
SEI Investments
Pennsylvania
$8.63M +$8.49M +304,320 +61,854%
BA
8
BlackRock Advisors
Delaware
$5.66M
HI
9
Hudock Inc
Pennsylvania
$5.28M -$201K -7,214 -4%
EWM
10
Empirical Wealth Management
Washington
$4.8M +$515K +18,466 +12%
PO
11
Private Ocean
California
$3.24M -$12.4K -446 -0.4%
BFG
12
Bouchey Financial Group
New York
$2.92M +$10K +360 +0.4%
LYV
13
Live Your Vision
Pennsylvania
$2.62M -$67.9K -2,434 -3%
SCA
14
Strategic Capital Alternatives
United States
$2.45M +$23.6K +846 +1%
LPL Financial
15
LPL Financial
California
$2.07M -$222K -7,944 -10%
AssetMark Inc
16
AssetMark Inc
California
$1.96M +$1.93M +69,184 New
Creative Planning
17
Creative Planning
Kansas
$1.72M +$1.69M +60,590 New
SWP
18
Stratos Wealth Partners
Ohio
$1.6M -$81.6K -2,924 -5%
CNB
19
City National Bank
California
$1.52M +$492K +17,620 +49%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.25M +$204K +7,300 +20%
Ameriprise
21
Ameriprise
Minnesota
$1.07M -$25.4K -912 -2%
Goldman Sachs
22
Goldman Sachs
New York
$1.07M +$804K +28,804 +319%
SFG
23
Sage Financial Group
Pennsylvania
$828K -$923K -33,100 -53%
FA
24
FC Advisory
Pennsylvania
$764K +$22.4K +804 +3%
First Trust Advisors
25
First Trust Advisors
Illinois
$603K +$10.9K +390 +2%

HYMB Hedge Fund Activity: Q3 2015 in Review

61 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) for Q3 2015, worth a combined $168M — up 6.4% from $158M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of HYMB and 6 opened new positions — a net loss of 8 holders — while 26 trimmed existing stakes and 21 added.

The largest buyer was Aviance Capital Management, opening a new position worth an estimated $23.6M. The largest seller was Piershale Financial Group, exiting entirely with an estimated $17.2M sold.

  • 61 institutional investors held State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) as of Q3 2015, down from 70 in Q2 2015.
  • Funds reported $168M of State Street SPDR Nuveen ICE High Yield Municipal Bond ETF stock for Q3 2015, up 6.4% quarter-over-quarter.
  • 6 funds opened new State Street SPDR Nuveen ICE High Yield Municipal Bond ETF positions in Q3 2015 and 14 closed out, a net change of -8 holders.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF buyer in Q3 2015 was Aviance Capital Management, an estimated $23.6M added.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF seller in Q3 2015 was Piershale Financial Group, an estimated $17.2M sold.

Based on aggregated 13F filings for Q3 2015.