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State Street SPDR Nuveen ICE High Yield Municipal Bond ETF

68 hedge funds and large institutions have $217M invested in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

29% more capital invested

Capital invested by funds: $168M → $217M (+$48.5M)

11% more funds holding

Funds holding: 6168 (+7)

11.16% more ownership

Funds ownership: 94.45%105.61% (+11%)

Holders
68
Holders Change
+7
Holders Change %
+11.48%
% of All Funds
1.78%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
15
Increased
26
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HIM
1
Hanlon Investment Management
New Jersey
$41.5M +$41.2M +1,454,432 New
Morgan Stanley
2
Morgan Stanley
New York
$38.9M -$490K -17,318 -1%
ACM
3
Aviance Capital Management
Florida
$17.8M -$6.31M -222,732 -26%
Bank of America
4
Bank of America
North Carolina
$17.2M +$2.14M +75,674 +14%
VCM
5
Vigilant Capital Management
Maine
$12.4M +$871K +30,774 +8%
RJA
6
Raymond James & Associates
Florida
$11.9M +$1.42M +49,978 +14%
UBS Group
7
UBS Group
Switzerland
$11.3M +$187K +6,594 +2%
SEI Investments
8
SEI Investments
Pennsylvania
$8.72M +$24.7K +872 +0.3%
BA
9
BlackRock Advisors
Delaware
$5.71M
HI
10
Hudock Inc
Pennsylvania
$5.43M +$108K +3,810 +2%
EWM
11
Empirical Wealth Management
Washington
$5.07M +$228K +8,066 +5%
LPL Financial
12
LPL Financial
California
$4.6M +$2.48M +87,454 +119%
TFA
13
Transamerica Financial Advisors
Florida
$4.29M +$4.24M +149,864 +22,570%
PO
14
Private Ocean
California
$3.2M -$63.5K -2,242 -2%
BFG
15
Bouchey Financial Group
New York
$3.06M +$115K +4,060 +4%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$2.84M +$2.82M +99,710 New
LYV
17
Live Your Vision
Pennsylvania
$2.6M -$40.7K -1,438 -2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.77M +$511K +18,064 +41%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.73M +$1.38M +48,914 +422%
Creative Planning
20
Creative Planning
Kansas
$1.72M -$4.98K -176 -0.3%
SWP
21
Stratos Wealth Partners
Ohio
$1.64M +$28.2K +996 +2%
Ameriprise
22
Ameriprise
Minnesota
$1.28M +$199K +7,016 +18%
VFS
23
VSR Financial Services
Kansas
$991K +$983K +34,736 New
FA
24
FC Advisory
Pennsylvania
$772K +$1.47K +52 +0.2%
Goldman Sachs
25
Goldman Sachs
New York
$758K -$319K -11,264 -30%

HYMB Hedge Fund Activity: Q4 2015 in Review

68 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) for Q4 2015, worth a combined $217M — up 29% from $168M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HYMB positions and 3 closed out — a net gain of 12 holders — while 26 added to existing stakes and 17 trimmed.

The largest buyer was Hanlon Investment Management, opening a new position worth an estimated $41.2M. The largest seller was Aviance Capital Management, cutting an estimated $6.31M.

  • 68 institutional investors held State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) as of Q4 2015, up from 61 in Q3 2015.
  • Funds reported $217M of State Street SPDR Nuveen ICE High Yield Municipal Bond ETF stock for Q4 2015, up 29% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE High Yield Municipal Bond ETF positions in Q4 2015 and 3 closed out, a net change of +12 holders.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF buyer in Q4 2015 was Hanlon Investment Management, an estimated $41.2M added.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF seller in Q4 2015 was Aviance Capital Management, an estimated $6.31M sold.

Based on aggregated 13F filings for Q4 2015.