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State Street SPDR Nuveen ICE High Yield Municipal Bond ETF

104 hedge funds and large institutions have $274M invested in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF in 2016 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 15

21% more funds holding

Funds holding: 86104 (+18)

20.89% more ownership

Funds ownership: 91.62%112.51% (+21%)

13% more capital invested

Capital invested by funds: $242M → $274M (+$31.7M)

11% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 27

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

99% less call options, than puts

Call options by funds: $241K | Put options by funds: $30.4M

Holders
104
Holders Change
+18
Holders Change %
+20.93%
% of All Funds
2.6%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
33
Increased
30
Reduced
27
Closed
15
Calls
$241K
Puts
$30.4M
Net Calls
-$30.1M
Net Calls Change
-$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$41.2M +$32.1M +1,126,196 +324%
GC
2
Grimes & Company
Massachusetts
$25.5M +$25.9M +910,068 New
Morgan Stanley
3
Morgan Stanley
New York
$24.2M -$11.7M -411,986 -32%
RJA
4
Raymond James & Associates
Florida
$21.3M +$4.24M +149,022 +24%
SEI Investments
5
SEI Investments
Pennsylvania
$17.5M +$8.72M +306,210 +96%
UBS Group
6
UBS Group
Switzerland
$12.7M +$1.92M +67,552 +17%
VCM
7
Vigilant Capital Management
Maine
$12M +$204K +7,180 +2%
SGCA
8
Steel Grove Capital Advisors
Tennessee
$9.21M +$9.33M +327,962 New
Fidelity Investments
9
Fidelity Investments
Massachusetts
$8.27M +$4M +140,442 +91%
CCWA
10
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$6.43M +$6.54M +229,884 New
Goldman Sachs
11
Goldman Sachs
New York
$6.36M +$1.24M +43,714 +24%
CCP
12
Cardan Capital Partners
Colorado
$5.9M +$6M +210,676 New
BA
13
BlackRock Advisors
Delaware
$5.6M
ACM
14
Aviance Capital Management
Florida
$5.35M -$8.2M -288,254 -60%
EWM
15
Empirical Wealth Management
Washington
$5.1M -$1.38M -48,338 -21%
CCMG
16
Clark Capital Management Group
Pennsylvania
$5.05M +$5.14M +180,432 New
William Blair & Company
17
William Blair & Company
Illinois
$5.01M -$827K -29,060 -14%
Ameriprise
18
Ameriprise
Minnesota
$4.14M +$359K +12,626 +9%
HI
19
Hudock Inc
Pennsylvania
$4.04M -$141K -4,968 -3%
PO
20
Private Ocean
California
$2.98M -$24.2K -850 -0.8%
LPL Financial
21
LPL Financial
California
$2.87M -$754K -26,508 -21%
CCM
22
Coldstream Capital Management
Washington
$2.85M +$2.9M +101,810 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.46M -$161K -5,672 -6%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$2.33M -$19.3M -676,352 -89%
BFG
25
Bouchey Financial Group
New York
$2.32M -$630K -22,128 -21%

HYMB Hedge Fund Activity: Q4 2016 in Review

104 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) for Q4 2016, worth a combined $274M — up 13% from $242M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new HYMB positions and 15 closed out — a net gain of 18 holders — while 30 added to existing stakes and 27 trimmed.

The largest buyer was Bank of America, adding an estimated $32.1M. The largest seller was Royal Bank of Canada, cutting an estimated $19.3M.

  • 104 institutional investors held State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) as of Q4 2016, up from 86 in Q3 2016.
  • Funds reported $274M of State Street SPDR Nuveen ICE High Yield Municipal Bond ETF stock for Q4 2016, up 13% quarter-over-quarter.
  • 33 funds opened new State Street SPDR Nuveen ICE High Yield Municipal Bond ETF positions in Q4 2016 and 15 closed out, a net change of +18 holders.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF buyer in Q4 2016 was Bank of America, an estimated $32.1M added.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $19.3M sold.

Based on aggregated 13F filings for Q4 2016.