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State Street SPDR Nuveen ICE High Yield Municipal Bond ETF

38 hedge funds and large institutions have $63.7M invested in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

15% more funds holding

Funds holding: 3338 (+5)

2.98% more ownership

Funds ownership: 67.46%70.44% (+3%)

6% less capital invested

Capital invested by funds: $67.8M → $63.7M (-$4.08M)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
1.1%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
9
Increased
9
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.24M -$11M -424,882 -54%
Morgan Stanley
2
Morgan Stanley
New York
$8.08M +$2.01M +77,520 +32%
SFG
3
Sage Financial Group
Pennsylvania
$6.61M +$6.7M +258,882 New
VCM
4
Vigilant Capital Management
Maine
$6.3M +$309K +11,940 +5%
RJA
5
Raymond James & Associates
Florida
$4.22M -$452K -17,480 -10%
U
6
UBS
Switzerland
$3.1M -$265K -10,248 -8%
PO
7
Private Ocean
California
$3M +$3.04M +117,588 New
BTS
8
BB&T Securities
Virginia
$2.8M +$2.12K +82 +0.8%
Citigroup
9
Citigroup
New York
$2.75M
HighTower Advisors
10
HighTower Advisors
Illinois
$2.24M -$1.21M -46,866 -35%
EWM
11
Empirical Wealth Management
Washington
$1.89M +$945K +36,508 +98%
BFG
12
Bouchey Financial Group
New York
$1.7M +$1.67M +64,572 New
Jane Street
13
Jane Street
New York
$1.34M +$1.04M +40,204 +325%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.17M +$1.14M +44,238 +3,005%
GC
15
Guggenheim Capital
Illinois
$1.11M -$194K -7,494 -15%
MSL
16
Mackay Shields LLC
New York
$919K
CCMG
17
Clark Capital Management Group
Pennsylvania
$908K +$920K +35,558 New
IB
18
Intrust Bank
Kansas
$866K
AL
19
Aspiriant LLC
California
$776K +$787K +30,408 New
FIM
20
Freedom Investment Management
Connecticut
$738K +$748K +28,900 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$713K -$4.45M -172,072 -86%
CCM
22
Coldstream Capital Management
Washington
$647K -$14.7K -568 -2%
LPL Financial
23
LPL Financial
California
$615K +$27.1K +1,046 +5%
NPC
24
National Planning Corporation
California
$602K -$577K -22,308 -49%
CNB
25
City National Bank
California
$385K +$390K +15,090 New

HYMB Hedge Fund Activity: Q4 2013 in Review

38 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) for Q4 2013, worth a combined $63.7M — down 6% from $67.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HYMB positions and 2 closed out — a net gain of 7 holders — while 9 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.01M. The largest seller was Bank of America, cutting an estimated $11M.

  • 38 institutional investors held State Street SPDR Nuveen ICE High Yield Municipal Bond ETF (HYMB) as of Q4 2013, up from 33 in Q3 2013.
  • Funds reported $63.7M of State Street SPDR Nuveen ICE High Yield Municipal Bond ETF stock for Q4 2013, down 6% quarter-over-quarter.
  • 9 funds opened new State Street SPDR Nuveen ICE High Yield Municipal Bond ETF positions in Q4 2013 and 2 closed out, a net change of +7 holders.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF buyer in Q4 2013 was Morgan Stanley, an estimated $2.01M added.
  • The largest State Street SPDR Nuveen ICE High Yield Municipal Bond ETF seller in Q4 2013 was Bank of America, an estimated $11M sold.

Based on aggregated 13F filings for Q4 2013.