B. Riley Wealth Management’s iShares US Utilities ETF IDU Stock Holding History

B. Riley Wealth Management’s Portfolio IDU Stock Details IDU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-690	Closed	-$35K	–	419
2015 Q2	$35K	Hold	690	–	–	0.03%	492
2015 Q1	$38K	Buy	+690	New	+$40K	0.03%	460
2014 Q3	–	Sell	-36	Closed	-$2K	–	1104
2014 Q2	$2K	Hold	36	–	–	﹤0.01%	1033
2014 Q1	$2K	Buy	+36	New	+$1.79K	﹤0.01%	1004

Other funds holding IDU

LIA

LBMC Investment Advisors Brentwood, Tennessee $1.64B AUM 15.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

DWM

Destination Wealth Management Walnut Creek, California $3.85B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

B. Riley Wealth Management's IDU Position: Q3 2015 in Review

B. Riley Wealth Management sold out of iShares US Utilities ETF (IDU) in Q3 2015, closing a stake of 690 shares — an estimated $35K sold.

B. Riley Wealth Management first reported a position in IDU in Q1 2014 and held it in 4 quarters. The position peaked at $38K in Q1 2015. 105 funds tracked by Wall St. Rank hold IDU as of Q3 2015.

B. Riley Wealth Management reported no remaining iShares US Utilities ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 690 iShares US Utilities ETF shares in Q3 2015, an estimated $35K.
B. Riley Wealth Management first reported a position in iShares US Utilities ETF in Q1 2014 and held it in 4 quarters.
B. Riley Wealth Management's iShares US Utilities ETF position peaked at $38K in Q1 2015.
105 funds tracked by Wall St. Rank held iShares US Utilities ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.