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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
376
Valero Energy
VLO
$90.1B
$56K 0.05%
1,137
-101
-8% -$4.89K
TWX
377
DELISTED
Time Warner Inc
TWX
$56K 0.05%
661
-339
-34% -$27K
EMC
378
DELISTED
EMC CORPORATION
EMC
$56K 0.05%
1,885
– –
IJS icon
379
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$55K 0.05%
934
– –
TBT icon
380
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$55K 0.05%
1,194
– –
WEC icon
381
WEC Energy
WEC
$35.7B
$55K 0.05%
1,048
-20
-2% -$981
BBEP
382
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$54K 0.04%
7,784
-13,016
-63% -$179K
MTGE
383
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$54K 0.04%
2,900
– –
BDX icon
384
Becton Dickinson
BDX
$45.6B
$53K 0.04%
397
-101
-20% -$12.9K
JBLU icon
385
JetBlue
JBLU
$2.28B
$53K 0.04%
+3,400
New +$44.1K
KMB icon
386
Kimberly-Clark
KMB
$36.3B
$53K 0.04%
463
-16
-3% -$1.77K
BSV icon
387
Vanguard Short-Term Bond ETF
BSV
$44.7B
$52K 0.04%
651
+99
+18% +$7.94K
HNW
388
DELISTED
Pioneer Diversified High Income Fund
HNW
$52K 0.04%
2,942
+22
+0.8% +$416
STKL
389
DELISTED
SunOpta
STKL
$52K 0.04%
4,400
– –
VNR
390
DELISTED
Vanguard Natural Resources, LLC
VNR
$52K 0.04%
3,514
-1,617
-32% -$36.2K
VOO icon
391
Vanguard S&P 500 ETF
VOO
$979B
$51K 0.04%
275
-2,795
-91% -$515K
WMB icon
392
Williams Companies
WMB
$87.5B
$51K 0.04%
1,150
-2,500
-68% -$128K
LOCK
393
DELISTED
LifeLock, Inc.
LOCK
$51K 0.04%
+2,800
New +$46.2K
BDJ icon
394
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$50K 0.04%
6,178
+5,129
+489% +$42.2K
DEM icon
395
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$50K 0.04%
1,200
-1,950
-62% -$88.6K
IGE icon
396
iShares North American Natural Resources ETF
IGE
$741M
$50K 0.04%
1,318
– –
MEOH icon
397
Methanex
MEOH
$4.3B
$50K 0.04%
1,100
– –
RSPD icon
398
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$317M
$50K 0.04%
1,725
-1,125
-39% -$31.3K
COL
399
DELISTED
Rockwell Collins
COL
$50K 0.04%
600
– –
MHR
400
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$50K 0.04%
16,100
+8,750
+119% +$37.3K
14 15
16
17 18

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PGF
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.