B. Riley Wealth Management’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

B. Riley Wealth Management’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,001	Closed	-$49K	–	675
2015 Q2	$49K	Sell	1,001 -75	-7%	-$3.51K	0.04%	412
2015 Q1	$45K	Sell	1,076 -118	-10%	-$5.04K	0.03%	426
2014 Q4	$55K	Hold	1,194	–	–	0.05%	381
2014 Q3	$67K	Sell	1,194 -200	-14%	-$11.6K	0.05%	358
2014 Q2	$84K	Hold	1,394	–	–	0.05%	381
2014 Q1	$94K	Buy	+1,394	New	+$99.7K	0.07%	324

Other funds holding TBT

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IWC

Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

B. Riley Wealth Management's TBT Position: Q3 2015 in Review

B. Riley Wealth Management sold out of ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) in Q3 2015, closing a stake of 1,001 shares — an estimated $49K sold.

B. Riley Wealth Management first reported a position in TBT in Q1 2014 and held it in 6 quarters. The position peaked at $94K in Q1 2014. 151 funds tracked by Wall St. Rank hold TBT as of Q3 2015.

B. Riley Wealth Management reported no remaining ProShares Trust UltraShort Lehman 20+ Year Treasury position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,001 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q3 2015, an estimated $49K.
B. Riley Wealth Management first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $94K in Q1 2014.
151 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.