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ProShares Trust UltraShort Lehman 20+ Year Treasury

167 hedge funds and large institutions have $478M invested in ProShares Trust UltraShort Lehman 20+ Year Treasury in 2014 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 44 increasing their positions, 56 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more funds holding in top 10

Funds holding in top 10: 89 (+1)

1.18% less ownership

Funds ownership: 12.48%11.3% (-1.2%)

3% less funds holding

Funds holding: 173167 (-6)

7% less capital invested

Capital invested by funds: $517M → $478M (-$38.2M)

21% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 56

23% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 26

34% less call options, than puts

Call options by funds: $597M | Put options by funds: $911M

Holders
167
Holders Change
-6
Holders Change %
-3.47%
% of All Funds
4.85%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.26%
New
20
Increased
44
Reduced
56
Closed
26
Calls
$597M
Puts
$911M
Net Calls
-$313M
Net Calls Change
+$141M
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$57M +$12.1M +207,823 +26%
Bank of America
2
Bank of America
North Carolina
$45.2M -$6.46M -111,014 -12%
IWC
3
Integrated Wealth Counsel
California
$32.3M +$164K +2,815 +0.5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$30.1M +$22M +377,376 +240%
LPL Financial
5
LPL Financial
California
$29.6M -$13M -222,967 -29%
Goldman Sachs
6
Goldman Sachs
New York
$27.6M +$16.5M +284,190 +138%
BOTW
7
Bank of the West
California
$19.7M +$943K +16,201 +5%
Morgan Stanley
8
Morgan Stanley
New York
$16.8M -$3.73M -64,053 -18%
JMPWA
9
JP Morgan Private Wealth Advisors
California
$14.9M +$15.4M +263,712 New
BCM
10
BBT Capital Management
Texas
$11.3M +$5.82M +100,000 +100%
TAM
11
Trust Asset Management
Texas
$9.94M
Citadel Advisors
12
Citadel Advisors
Florida
$9.76M +$9.53M +163,646 +1,705%
LHC
13
Levy Harkins & Co
New York
$8.9M +$713K +12,241 +8%
CA
14
Commerzbank Aktiengesellschaft
Germany
$7.51M -$7.44M -127,690 -49%
Allianz Asset Management
15
Allianz Asset Management
Germany
$7.21M +$3.38M +58,000 +83%
IIA
16
IPG Investment Advisors
California
$6.68M +$3.8M +65,222 +122%
Parallax Volatility Advisers
17
Parallax Volatility Advisers
California
$6.61M +$6.83M +117,352 New
NSLI
18
Nan Shan Life Insurance
Taiwan
$6.03M -$9.87M -169,500 -61%
Neuberger Berman Group
19
Neuberger Berman Group
New York
$5.92M -$451K -7,739 -7%
Deutsche Bank
20
Deutsche Bank
Germany
$5.25M -$27.4M -470,428 -83%
JP Morgan Chase
21
JP Morgan Chase
New York
$5.15M +$2.73M +46,948 +106%
MCM
22
McGlinn Capital Management
Pennsylvania
$4.79M +$1.46M +25,000 +42%
11A
23
10-15 Associates
New York
$4.4M +$105K +1,796 +2%
VP
24
Value Partners
Hong Kong
$4.28M
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$4M +$2.87M +49,220 +226%

TBT Hedge Fund Activity: Q3 2014 in Review

167 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) for Q3 2014, worth a combined $478M — down 7.4% from $517M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of TBT and 20 opened new positions — a net loss of 6 holders — while 56 trimmed existing stakes and 44 added.

The largest buyer was Susquehanna International Group, adding an estimated $22M. The largest seller was Deutsche Bank, cutting an estimated $27.4M.

  • 167 institutional investors held ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) as of Q3 2014, down from 173 in Q2 2014.
  • Funds reported $478M of ProShares Trust UltraShort Lehman 20+ Year Treasury stock for Q3 2014, down 7.4% quarter-over-quarter.
  • 20 funds opened new ProShares Trust UltraShort Lehman 20+ Year Treasury positions in Q3 2014 and 26 closed out, a net change of -6 holders.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury buyer in Q3 2014 was Susquehanna International Group, an estimated $22M added.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury seller in Q3 2014 was Deutsche Bank, an estimated $27.4M sold.

Based on aggregated 13F filings for Q3 2014.