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ProShares Trust UltraShort Lehman 20+ Year Treasury

143 hedge funds and large institutions have $286M invested in ProShares Trust UltraShort Lehman 20+ Year Treasury in 2016 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 24 increasing their positions, 38 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 13

11% more funds holding

Funds holding: 129143 (+14)

2% more call options, than puts

Call options by funds: $229M | Put options by funds: $225M

2.42% less ownership

Funds ownership: 17.3%14.89% (-2.4%)

11% less capital invested

Capital invested by funds: $320M → $286M (-$34.6M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

37% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 38

Holders
143
Holders Change
+14
Holders Change %
+10.85%
% of All Funds
3.82%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
28
Increased
24
Reduced
38
Closed
13
Calls
$229M
Puts
$225M
Net Calls
+$4.32M
Net Calls Change
-$739K
Name Holding Trade Value Shares
Change
Change in
Stake
NSLI
1
Nan Shan Life Insurance
Taiwan
$158M
Bank of America
2
Bank of America
North Carolina
$13.2M -$4M -127,912 -23%
CCM
3
Cobalt Capital Management
New Jersey
$11.4M +$11.3M +360,000 New
UBS Group
4
UBS Group
Switzerland
$9.17M +$7.08M +226,045 +353%
SG Americas Securities
5
SG Americas Securities
New York
$7.66M -$3.5M -111,771 -32%
TAM
6
Trust Asset Management
Texas
$6.92M -$17.2K -550 -0.3%
Jane Street
7
Jane Street
New York
$5.76M +$1.09M +34,925 +24%
AWA
8
Arete Wealth Advisors
Illinois
$5.7M +$5.65M +180,428 New
Parallax Volatility Advisers
9
Parallax Volatility Advisers
California
$4.65M -$7.83M -250,000 -63%
HTI
10
Hikari Tsushin Inc
Japan
$3.34M
Citadel Advisors
11
Citadel Advisors
Florida
$2.96M +$2.94M +93,794 New
WI
12
Wafra Inc
New York
$2.37M
LPL Financial
13
LPL Financial
California
$2.18M -$247K -7,881 -11%
11A
14
10-15 Associates
New York
$2.08M -$9.58K -306 -0.5%
VAM
15
Verity Asset Management
North Carolina
$1.98M +$90K +2,876 +5%
AAP
16
Ardsley Advisory Partners
Connecticut
$1.93M -$1.22M -39,000 -39%
CA
17
Commerzbank Aktiengesellschaft
Germany
$1.89M +$31 +1 +0%
Barclays
18
Barclays
United Kingdom
$1.72M -$1.48M -47,235 -47%
Goldman Sachs
19
Goldman Sachs
New York
$1.63M -$415K -13,243 -20%
CI
20
Conning Inc
Connecticut
$1.62M
GP
21
GLG Partners
United Kingdom
$1.58M +$1.57M +50,000 New
Millennium Management
22
Millennium Management
New York
$1.58M +$1.57M +50,000 New
RA
23
Raffles Associates
New York
$1.58M +$1.57M +50,000 New
Simplex Trading
24
Simplex Trading
Illinois
$1.54M -$10.4M -331,887 -87%
IIA
25
IPG Investment Advisors
California
$1.54M -$63.1K -2,017 -4%

TBT Hedge Fund Activity: Q3 2016 in Review

143 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) for Q3 2016, worth a combined $286M — down 11% from $320M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new TBT positions and 13 closed out — a net gain of 15 holders — while 24 added to existing stakes and 38 trimmed.

The largest buyer was Cobalt Capital Management, opening a new position worth an estimated $11.3M. The largest seller was FNY Managed Accounts, cutting an estimated $18.8M.

  • 143 institutional investors held ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) as of Q3 2016, up from 129 in Q2 2016.
  • Funds reported $286M of ProShares Trust UltraShort Lehman 20+ Year Treasury stock for Q3 2016, down 11% quarter-over-quarter.
  • 28 funds opened new ProShares Trust UltraShort Lehman 20+ Year Treasury positions in Q3 2016 and 13 closed out, a net change of +15 holders.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury buyer in Q3 2016 was Cobalt Capital Management, an estimated $11.3M added.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury seller in Q3 2016 was FNY Managed Accounts, an estimated $18.8M sold.

Based on aggregated 13F filings for Q3 2016.