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ProShares Trust UltraShort Lehman 20+ Year Treasury

168 hedge funds and large institutions have $581M invested in ProShares Trust UltraShort Lehman 20+ Year Treasury in 2013 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 47 increasing their positions, 41 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 615 (+9)

96% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 25

59% more capital invested

Capital invested by funds: $366M → $581M (+$215M)

15% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 41

14% more funds holding

Funds holding: 147168 (+21)

3.41% more ownership

Funds ownership: 9.39%12.8% (+3.4%)

21% less call options, than puts

Call options by funds: $972M | Put options by funds: $1.24B

Holders
168
Holders Change
+21
Holders Change %
+14.29%
% of All Funds
4.88%
Holding in Top 10
15
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+150%
% of All Funds
0.44%
New
49
Increased
47
Reduced
41
Closed
25
Calls
$972M
Puts
$1.24B
Net Calls
-$265M
Net Calls Change
+$25.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$77.6M +$62.1M +811,911 +483%
Deutsche Bank
2
Deutsche Bank
Germany
$46.6M +$7.98M +104,348 +22%
Bank of America
3
Bank of America
North Carolina
$34.8M +$11M +143,745 +49%
FWP
4
FAS Wealth Partners
Kansas
$24.5M +$23.7M +309,968 New
LPL Financial
5
LPL Financial
California
$24.3M -$257K -3,368 -1%
BOTW
6
Bank of the West
California
$23.4M +$5.88M +76,855 +35%
Neuberger Berman Group
7
Neuberger Berman Group
New York
$20.4M -$2.46M -32,238 -11%
AAP
8
Ardsley Advisory Partners
Connecticut
$19.8M +$19.1M +250,000 New
CCM
9
Cobalt Capital Management
New Jersey
$19.8M +$3.36M +44,000 +21%
Goldman Sachs
10
Goldman Sachs
New York
$17.2M -$4.85M -63,457 -23%
VF
11
Virtu Financial
New York
$16.1M +$15.6M +203,904 New
CA
12
Commerzbank Aktiengesellschaft
Germany
$14.3M +$8.86M +115,831 +130%
BF
13
BOK Financial
Oklahoma
$13.8M +$4.42M +57,816 +50%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$11M +$1.14M +14,975 +12%
LHC
15
Levy Harkins & Co
New York
$10.6M -$627K -8,201 -6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$10.4M +$4.57M +59,715 +83%
SCM
17
Stevens Capital Management
Pennsylvania
$9.71M +$9.13M +119,396 +3,726%
SM
18
Seminole Management
New York
$9.66M +$9.33M +122,000 New
Barclays
19
Barclays
United Kingdom
$8.52M +$4.32M +56,554 +110%
UAS
20
United Asset Strategies
New York
$7.93M +$1.45M +18,964 +23%
BCM
21
BBT Capital Management
Texas
$7.13M -$5.95M -77,800 -46%
CS
22
Credit Suisse
Switzerland
$6.63M +$1.83M +23,993 +40%
VP
23
Value Partners
Hong Kong
$6.04M +$5.83M +76,200 New
11A
24
10-15 Associates
New York
$5.72M +$5.52M +72,224 New
GC
25
Gruss & Co
Florida
$5.54M +$1.91M +25,000 +56%

TBT Hedge Fund Activity: Q4 2013 in Review

168 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) for Q4 2013, worth a combined $581M — up 59% from $366M a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new TBT positions and 25 closed out — a net gain of 24 holders — while 47 added to existing stakes and 41 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $62.1M. The largest seller was UBS, cutting an estimated $10.2M.

  • 168 institutional investors held ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) as of Q4 2013, up from 147 in Q3 2013.
  • Funds reported $581M of ProShares Trust UltraShort Lehman 20+ Year Treasury stock for Q4 2013, up 59% quarter-over-quarter.
  • 49 funds opened new ProShares Trust UltraShort Lehman 20+ Year Treasury positions in Q4 2013 and 25 closed out, a net change of +24 holders.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury buyer in Q4 2013 was Susquehanna International Group, an estimated $62.1M added.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury seller in Q4 2013 was UBS, an estimated $10.2M sold.

Based on aggregated 13F filings for Q4 2013.