B. Riley Wealth Management’s MTGE Investment Corp. Common Stock MTGE Stock Holding History

B. Riley Wealth Management’s Portfolio MTGE Stock Details MTGE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,300	Closed	-$20K	–	1033
2015 Q2	$20K	Sell	1,300 -1,600	-55%	-$28.1K	0.02%	609
2015 Q1	$52K	Hold	2,900	–	–	0.04%	403
2014 Q4	$54K	Hold	2,900	–	–	0.04%	384
2014 Q3	$54K	Hold	2,900	–	–	0.04%	397
2014 Q2	$58K	Buy	2,900 +600	+26%	+$11.9K	0.04%	443
2014 Q1	$43K	Buy	+2,300	New	+$44.6K	0.03%	473

Other funds holding MTGE

Citigroup New York $157B AUM 32.99% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return

Pine River Capital Management Minnetonka, Minnesota $2.12M AUM 4.47% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return