B. Riley Wealth Management’s iShares North American Natural Resources ETF IGE Stock Holding History

B. Riley Wealth Management’s Portfolio IGE Stock Details IGE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-835	Closed	-$30K	–	428
2015 Q2	$30K	Sell	835 -500	-37%	-$19.3K	0.02%	525
2015 Q1	$50K	Buy	1,335 +17	+1%	+$641	0.04%	409
2014 Q4	$50K	Hold	1,318	–	–	0.04%	397
2014 Q3	$58K	Hold	1,318	–	–	0.04%	381
2014 Q2	$65K	Hold	1,318	–	–	0.04%	418
2014 Q1	$58K	Buy	+1,318	New	+$56.5K	0.04%	419

Other funds holding IGE

EFS

Edelman Financial Services Fairfax, Virginia $11B AUM 9.53% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

MCM

Makena Capital Management Menlo Park, California $866M AUM 17.79% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

ANTB

AMG National Trust Bank Greenwood Village, Colorado $4.61B AUM 19.2% 1-Year Est. Return

AIP

Ameritas Investment Partners Lincoln, Nebraska $3.25B AUM 28.52% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Management's IGE Position: Q3 2015 in Review

B. Riley Wealth Management sold out of iShares North American Natural Resources ETF (IGE) in Q3 2015, closing a stake of 835 shares — an estimated $30K sold.

B. Riley Wealth Management first reported a position in IGE in Q1 2014 and held it in 6 quarters. The position peaked at $65K in Q2 2014. 140 funds tracked by Wall St. Rank hold IGE as of Q3 2015.

B. Riley Wealth Management reported no remaining iShares North American Natural Resources ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 835 iShares North American Natural Resources ETF shares in Q3 2015, an estimated $30K.
B. Riley Wealth Management first reported a position in iShares North American Natural Resources ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's iShares North American Natural Resources ETF position peaked at $65K in Q2 2014.
140 funds tracked by Wall St. Rank held iShares North American Natural Resources ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.