B. Riley Wealth Management’s LifeLock, Inc. LOCK Stock Holding History

B. Riley Wealth Management’s Portfolio LOCK Stock Details LOCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-400	Closed	-$6K	–	957
2015 Q2	$6K	Buy	+400	New	+$6.18K	﹤0.01%	847
2015 Q1	–	Sell	-2,800	Closed	-$51K	–	1143
2014 Q4	$51K	Buy	+2,800	New	+$46.2K	0.04%	394

Other funds holding LOCK

OFM

Okumus Fund Management Grand Cayman, Cayman Islands $48.7M AUM 70.39% 1-Year Est. Return

PGP

Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return

DVC

Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

TSW

Thompson Siegel & Walmsley Richmond, Virginia $5.7B AUM 6.69% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

EAM

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

B. Riley Wealth Management's LOCK Position: Q3 2015 in Review

B. Riley Wealth Management sold out of LifeLock, Inc. (LOCK) in Q3 2015, closing a stake of 400 shares — an estimated $6K sold.

B. Riley Wealth Management first reported a position in LOCK in Q4 2014 and held it in 2 quarters. The position peaked at $51K in Q4 2014. 158 funds tracked by Wall St. Rank hold LOCK as of Q3 2015.

B. Riley Wealth Management reported no remaining LifeLock, Inc. position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 400 LifeLock, Inc. shares in Q3 2015, an estimated $6K.
B. Riley Wealth Management first reported a position in LifeLock, Inc. in Q4 2014 and held it in 2 quarters.
B. Riley Wealth Management's LifeLock, Inc. position peaked at $51K in Q4 2014.
158 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.