WhiteHorse Finance
WHF
47 hedge funds and large institutions have $36.3M invested in WhiteHorse Finance in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 9 closing their positions.
23% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 13
1.02% less ownership
Funds ownership: 12.47% → 11.45% (-1%)
2% less funds holding
Funds holding: 48 → 47 (-1)
5% less capital invested
Capital invested by funds: $38.4M → $36.3M (-$2.06M)
11% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$518K |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$495K |
| 3 |
TI
Tidal Investments
Milwaukee,
Wisconsin
|
+$332K |
| 4 |
SIS
Sound Income Strategies
Ft Lauderdale,
Florida
|
+$299K |
| 5 |
BlackRock
New York
|
+$283K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AM
Ares Management
Los Angeles,
California
|
-$2.25M |
| 2 |
Two Sigma Investments
New York
|
-$615K |
| 3 |
Two Sigma Advisers
New York
|
-$603K |
| 4 |
QC
Quadrature Capital
London,
United Kingdom
|
-$387K |
| 5 |
Marshall Wace
London,
United Kingdom
|
-$315K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Stifel Financial
St. Louis,
Missouri
| – | -$224K | -15,000 | Closed |
|
52
Truist Financial
Charlotte,
North Carolina
| – | -$211K | -14,156 | Closed |
|
53
Citigroup
New York
| – | -$19K | -1,300 | Closed |
|
|
TRCT
54
Tower Research Capital (TRC)
New York
| – | -$13K | -877 | Closed |
|
|
GI
55
Gradient Investments
Arden Hills,
Minnesota
| – | -$5K | -348 | Closed |
|
WHF Hedge Fund Activity: Q3 2021 in Review
47 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2021, worth a combined $36.3M — down 5.4% from $38.4M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of WHF and 8 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 16 added.
The largest buyer was Advisors Asset Management, adding an estimated $518K. The largest seller was Ares Management, cutting an estimated $2.25M.
- 47 institutional investors held WhiteHorse Finance (WHF) as of Q3 2021, down from 48 in Q2 2021.
- Funds reported $36.3M of WhiteHorse Finance stock for Q3 2021, down 5.4% quarter-over-quarter.
- 8 funds opened new WhiteHorse Finance positions in Q3 2021 and 9 closed out, a net change of -1 holder.
- The largest WhiteHorse Finance buyer in Q3 2021 was Advisors Asset Management, an estimated $518K added.
- The largest WhiteHorse Finance seller in Q3 2021 was Ares Management, an estimated $2.25M sold.
Based on aggregated 13F filings for Q3 2021.