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WhiteHorse Finance

57 hedge funds and large institutions have $39.3M invested in WhiteHorse Finance in 2023 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more call options, than puts

Call options by funds: $491K | Put options by funds: $278K

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

36% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 14

8% more funds holding

Funds holding: 5357 (+4)

6% more capital invested

Capital invested by funds: $37.1M → $39.3M (+$2.15M)

1.32% more ownership

Funds ownership: 12.5%13.82% (+1.3%)

Holders
57
Holders Change
+4
Holders Change %
+7.55%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
19
Reduced
14
Closed
7
Calls
$491K
Puts
$278K
Net Calls
+$213K
Net Calls Change
+$71K
Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$313K +$84K +6,794 +36%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$304K -$507 -41 -0.2%
BTI
28
Blue Trust Inc
Georgia
$293K +$62 +5 +0%
AAS
29
Avantax Advisory Services
Texas
$261K +$30.4K +2,458 +13%
Osaic Holdings
30
Osaic Holdings
Arizona
$249K -$20K -1,616 -7%
Citadel Advisors
31
Citadel Advisors
Florida
$226K +$227K +18,378 New
N
32
Natixis
France
$214K
Goldman Sachs
33
Goldman Sachs
New York
$187K +$59.7K +4,829 +46%
Canada Life
34
Canada Life
Manitoba, Canada
$187K -$23.4K -1,895 -11%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$172K -$10.7K -869 -6%
Acadian Asset Management
36
Acadian Asset Management
Massachusetts
$171K -$66.3K -5,364 -28%
RJFSA
37
Raymond James Financial Services Advisors
Florida
$168K +$168K +13,622 New
JP Morgan Chase
38
JP Morgan Chase
New York
$148K +$41.3K +3,346 +39%
NW
39
NewEdge Wealth
Pennsylvania
$144K +$4.07K +329 +3%
Mariner
40
Mariner
Kansas
$142K +$142K +11,525 New
PIA
41
Powell Investment Advisors
Florida
$140K
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$138K +$138K +11,206 New
BTWM
43
Baker Tilly Wealth Management
Wisconsin
$135K
TC
44
TownSquare Capital
Utah
$135K
DC
45
Davenport & Co
Virginia
$135K
LSV Asset Management
46
LSV Asset Management
Illinois
$122K
CIA
47
Cape Investment Advisory
Georgia
$88.6K +$89K +7,206 New
AA
48
Ancora Advisors
Ohio
$36.9K
Wells Fargo
49
Wells Fargo
California
$33.3K
Mercer Global Advisors
50
Mercer Global Advisors
Colorado
$26K +$324K +26,248 New

WHF Hedge Fund Activity: Q4 2023 in Review

57 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2023, worth a combined $39.3M — up 5.8% from $37.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new WHF positions and 7 closed out — a net gain of 4 holders — while 19 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.83M. The largest seller was Advisors Asset Management, cutting an estimated $854K.

  • 57 institutional investors held WhiteHorse Finance (WHF) as of Q4 2023, up from 53 in Q3 2023.
  • Funds reported $39.3M of WhiteHorse Finance stock for Q4 2023, up 5.8% quarter-over-quarter.
  • 11 funds opened new WhiteHorse Finance positions in Q4 2023 and 7 closed out, a net change of +4 holders.
  • The largest WhiteHorse Finance buyer in Q4 2023 was Morgan Stanley, an estimated $1.83M added.
  • The largest WhiteHorse Finance seller in Q4 2023 was Advisors Asset Management, an estimated $854K sold.

Based on aggregated 13F filings for Q4 2023.