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WhiteHorse Finance
WHF

56 hedge funds and large institutions have $34.9M invested in WhiteHorse Finance in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 9

184% more call options, than puts

Call options by funds: $512K | Put options by funds: $180K

0.63% less ownership

Funds ownership: 12.67% → 12.04% (-0.63%)

9% less capital invested

Capital invested by funds: $38.4M → $34.9M (-$3.5M)

11% less funds holding

Funds holding: 63 → 56 (-7)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
56
Holders Change
-7
Holders Change %
-11.11%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
27
Reduced
9
Closed
12
Calls
$512K
Puts
$180K
Net Calls
+$332K
Net Calls Change
-$141K

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$535K
2
LPL Financial
LPL Financial
California
+$392K
3
AWS
Atria Wealth Solutions
New York
+$379K
4
PI
Putnam Investments
Massachusetts
+$280K
5
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
+$274K

Top Sellers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
-$1M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$649K
3
UBS Group
UBS Group
Switzerland
-$637K
4
Jane Street
Jane Street
New York
-$600K
5
BlackRock
BlackRock
New York
-$460K
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
26
IFP Advisors
Florida
$293K +$207K +15,829 +345%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$285K +$5.33K +407 +2%
PI
28
Putnam Investments
Massachusetts
$268K +$280K +21,380 New
BFEC
29
Benjamin F. Edwards & Company
Missouri
$250K +$26.2K +2,000 +11%
BTI
30
Blue Trust Inc
Georgia
$222K – – –
AAS
31
Avantax Advisory Services
Texas
$217K +$92 +7 +0%
N
32
Natixis
France
$215K +$183 +14 +0.1%
Canada Life
33
Canada Life
Manitoba, Canada
$195K -$51K -3,893 -20%
SOS
34
Silver Oak Securities
Tennessee
$153K +$14K +1,071 +10%
PIA
35
Powell Investment Advisors
Florida
$143K – – –
BRWA
36
B. Riley Wealth Advisors
Florida
$142K +$1.74K +133 +1%
BTWM
37
Baker Tilly Wealth Management
Wisconsin
$138K – – –
DC
38
Davenport & Co
Virginia
$137K -$13.1K -1,000 -8%
LSV Asset Management
39
LSV Asset Management
Illinois
$124K +$130K +9,900 New
AIP
40
Ahrens Investment Partners
Louisiana
$85.4K +$89.4K +6,825 New
TRCT
41
Tower Research Capital (TRC)
New York
$84K +$67.8K +5,172 +342%
Lazard Asset Management
42
Lazard Asset Management
New York
$84K +$88.6K +6,758 New
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$80K +$2.78K +212 +3%
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$44K +$45.9K +3,500 New
Wells Fargo
45
Wells Fargo
California
$41K -$13 -1 -0%
AA
46
Ancora Advisors
Ohio
$37.6K – – –
JP Morgan Chase
47
JP Morgan Chase
New York
$29K +$10.2K +781 +50%
HI
48
Harbour Investments
Wisconsin
$26.1K +$721 +55 +3%
BAM
49
Belpointe Asset Management
Nevada
$16.3K – – –
IGWM
50
ICA Group Wealth Management
Colorado
$12.5K – – –
1
2
3

WHF Hedge Fund Activity: Q1 2023 in Review

56 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2023, worth a combined $34.9M — down 9.1% from $38.4M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of WHF and 6 opened new positions — a net loss of 6 holders — while 9 trimmed existing stakes and 27 added.

The largest buyer was Sound Income Strategies, adding an estimated $535K. The largest seller was Millennium Management, cutting an estimated $1M.

  • 56 institutional investors held WhiteHorse Finance (WHF) as of Q1 2023, down from 63 in Q4 2022.
  • Funds reported $34.9M of WhiteHorse Finance stock for Q1 2023, down 9.1% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q1 2023 and 12 closed out, a net change of -6 holders.
  • The largest WhiteHorse Finance buyer in Q1 2023 was Sound Income Strategies, an estimated $535K added.
  • The largest WhiteHorse Finance seller in Q1 2023 was Millennium Management, an estimated $1M sold.

Based on aggregated 13F filings for Q1 2023.