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WhiteHorse Finance
WHF

63 hedge funds and large institutions have $38.4M invested in WhiteHorse Finance in 2022 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 5

256% more call options, than puts

Call options by funds: $658K | Put options by funds: $185K

31% more funds holding

Funds holding: 48 → 63 (+15)

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

20% more capital invested

Capital invested by funds: $32M → $38.4M (+$6.44M)

0.3% more ownership

Funds ownership: 12.37% → 12.67% (+0.3%)

Holders
63
Holders Change
+15
Holders Change %
+31.25%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
19
Reduced
15
Closed
5
Calls
$658K
Puts
$185K
Net Calls
+$473K
Net Calls Change
+$177K

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$2.61M
2
Millennium Management
Millennium Management
New York
+$1.91M
3
BCM
Basso Capital Management
Connecticut
+$1.54M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$628K
5
Jane Street
Jane Street
New York
+$580K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$7.63M
2
LPL Financial
LPL Financial
California
-$492K
3
RJA
Raymond James & Associates
Florida
-$216K
4
AAM
Advisors Asset Management
Colorado
-$215K
5
AIP
Ahrens Investment Partners
Louisiana
-$111K
Name Holding Trade Value Shares
Change 		Change in
Stake
CFS
26
Capital Financial Services
New York
$301K -$947 -75 -0.3%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$291K -$10.1K -799 -3%
ECM
28
ExodusPoint Capital Management
New York
$281K +$272K +21,528 New
Canada Life
29
Canada Life
Manitoba, Canada
$256K -$5.48K -434 -2%
LPL Financial
30
LPL Financial
California
$253K -$492K -38,981 -67%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$235K – – –
AAS
32
Avantax Advisory Services
Texas
$226K +$101 +8 +0%
N
33
Natixis
France
$224K +$6.38K +505 +3%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$208K -$9.57K -758 -5%
JF
35
Jump Financial
Illinois
$198K +$192K +15,200 New
Connor, Clark & Lunn Investment Management (CC&L)
36
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$194K +$188K +14,863 New
BTI
37
Blue Trust Inc
Georgia
$189K – – –
QC
38
Quadrature Capital
United Kingdom
$182K +$177K +14,003 New
Marshall Wace
39
Marshall Wace
United Kingdom
$159K +$154K +12,167 New
DC
40
Davenport & Co
Virginia
$156K +$2.18K +173 +1%
PIA
41
Powell Investment Advisors
Florida
$148K – – –
HF
42
HRT Financial
New York
$146K +$142K +11,255 New
BRWA
43
B. Riley Wealth Advisors
Florida
$146K -$28.2K -2,236 -17%
BTWM
44
Baker Tilly Wealth Management
Wisconsin
$144K – – –
SOS
45
Silver Oak Securities
Tennessee
$143K +$138K +10,929 New
CSS
46
Cubist Systematic Strategies
Connecticut
$142K +$137K +10,864 New
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$81K -$11.1K -879 -12%
IA
48
IFP Advisors
Florida
$66K +$1.26K +100 +2%
Wells Fargo
49
Wells Fargo
California
$42.8K +$13 +1 +0%
AA
50
Ancora Advisors
Ohio
$39K – – –
1
2
3

WHF Hedge Fund Activity: Q4 2022 in Review

63 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2022, worth a combined $38.4M — up 20% from $32M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new WHF positions and 5 closed out — a net gain of 17 holders — while 19 added to existing stakes and 15 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $2.61M. The largest seller was Invesco, exiting entirely with an estimated $7.63M sold.

  • 63 institutional investors held WhiteHorse Finance (WHF) as of Q4 2022, up from 48 in Q3 2022.
  • Funds reported $38.4M of WhiteHorse Finance stock for Q4 2022, up 20% quarter-over-quarter.
  • 22 funds opened new WhiteHorse Finance positions in Q4 2022 and 5 closed out, a net change of +17 holders.
  • The largest WhiteHorse Finance buyer in Q4 2022 was Sound Income Strategies, an estimated $2.61M added.
  • The largest WhiteHorse Finance seller in Q4 2022 was Invesco, an estimated $7.63M sold.

Based on aggregated 13F filings for Q4 2022.