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WhiteHorse Finance
WHF

48 hedge funds and large institutions have $47.6M invested in WhiteHorse Finance in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

31% more capital invested

Capital invested by funds: $36.3M → $47.6M (+$11.3M)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

2% more funds holding

Funds holding: 47 → 48 (+1)

1.83% more ownership

Funds ownership: 11.45% → 13.28% (+1.8%)

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
10
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$10.6M
2
SIS
Sound Income Strategies
Florida
+$901K
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$886K
4
RJA
Raymond James & Associates
Florida
+$359K
5
Marshall Wace
Marshall Wace
United Kingdom
+$341K

Top Sellers

Rank Fund Capital Flow
1
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
-$853K
2
MC
Muzinich & Co
New York
-$852K
3
UBS Group
UBS Group
Switzerland
-$746K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$483K
5
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$369K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$257K +$257K +16,606 New
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$253K – – –
VF
28
Virtu Financial
New York
$248K +$248K +16,014 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$247K -$483K -31,233 -66%
AAS
30
Avantax Advisory Services
Texas
$244K +$25.8K +1,666 +12%
DC
31
Davenport & Co
Virginia
$183K – – –
PIA
32
Powell Investment Advisors
Florida
$179K +$10.2K +660 +6%
BTWM
33
Baker Tilly Wealth Management
Wisconsin
$171K – – –
EVC
34
Eidelman Virant Capital
Missouri
$156K +$155K +10,000 New
BFEC
35
Benjamin F. Edwards & Company
Missouri
$155K +$155K +10,000 New
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$154K +$15.9K +1,028 +12%
FAG
37
Fortitude Advisory Group
Washington
$111K +$111K +7,168 New
AIP
38
Ahrens Investment Partners
Louisiana
$90K +$90.1K +5,825 New
Canada Life
39
Canada Life
Manitoba, Canada
$81K -$1.19K -77 -1%
CAL
40
Capital Analysts LLC
Pennsylvania
$70K +$1.82K +118 +3%
IA
41
IFP Advisors
Florida
$66K – – –
Wells Fargo
42
Wells Fargo
California
$58K +$15.5K +1,000 +37%
CA
43
Cornerstone Advisory
Maryland
$30K +$30.6K +1,976 New
HI
44
Harbour Investments
Wisconsin
$28K +$882 +57 +3%
Koshinski Asset Management
45
Koshinski Asset Management
Illinois
$21.7K – – –
ACM
46
Aquatic Capital Management
Illinois
$12K +$12.4K +800 New
PA
47
PSI Advisors
Florida
$4K – – –
OF
48
Outfitter Financial
Maine
$2K +$2.32K +150 New
MC
49
Muzinich & Co
New York
– -$852K -56,063 Closed
Sumitomo Mitsui Trust Group
50
Sumitomo Mitsui Trust Group
Japan
– -$853K -56,063 Closed
1
2
3

WHF Hedge Fund Activity: Q4 2021 in Review

48 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2021, worth a combined $47.6M — up 31% from $36.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new WHF positions and 10 closed out — a net gain of 1 holder — while 17 added to existing stakes and 10 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $10.6M. The largest seller was Sumitomo Mitsui Trust Group, exiting entirely with an estimated $853K sold.

  • 48 institutional investors held WhiteHorse Finance (WHF) as of Q4 2021, up from 47 in Q3 2021.
  • Funds reported $47.6M of WhiteHorse Finance stock for Q4 2021, up 31% quarter-over-quarter.
  • 11 funds opened new WhiteHorse Finance positions in Q4 2021 and 10 closed out, a net change of +1 holder.
  • The largest WhiteHorse Finance buyer in Q4 2021 was Invesco, an estimated $10.6M added.
  • The largest WhiteHorse Finance seller in Q4 2021 was Sumitomo Mitsui Trust Group, an estimated $853K sold.

Based on aggregated 13F filings for Q4 2021.