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WhiteHorse Finance
WHF

47 hedge funds and large institutions have $36.3M invested in WhiteHorse Finance in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

1.02% less ownership

Funds ownership: 12.47% → 11.45% (-1%)

2% less funds holding

Funds holding: 48 → 47 (-1)

5% less capital invested

Capital invested by funds: $38.4M → $36.3M (-$2.06M)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$518K
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$495K
3
TI
Tidal Investments
Wisconsin
+$332K
4
SIS
Sound Income Strategies
Florida
+$299K
5
BlackRock
BlackRock
New York
+$283K

Top Sellers

Rank Fund Capital Flow
1
AM
Ares Management
California
-$2.25M
2
Two Sigma Investments
Two Sigma Investments
New York
-$615K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$603K
4
QC
Quadrature Capital
United Kingdom
-$387K
5
Marshall Wace
Marshall Wace
United Kingdom
-$315K
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$282K -$36.2K -2,339 -11%
Morgan Stanley
27
Morgan Stanley
New York
$266K +$9.54K +617 +4%
Axa
28
Axa
France
$260K – – –
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$253K – – –
CA
30
Cetera Advisors
Colorado
$245K +$12.4K +805 +5%
AAS
31
Avantax Advisory Services
Texas
$213K +$218K +14,075 New
DC
32
Davenport & Co
Virginia
$180K +$182K +11,800 New
BTWM
33
Baker Tilly Wealth Management
Wisconsin
$167K – – –
PIA
34
Powell Investment Advisors
Florida
$162K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$135K -$151K -9,759 -52%
Canada Life
36
Canada Life
Manitoba, Canada
$81K +$5.07K +328 +7%
CAL
37
Capital Analysts LLC
Pennsylvania
$67K +$67.6K +4,374 New
IA
38
IFP Advisors
Florida
$64K – – –
AWA
39
Arkadios Wealth Advisors
Georgia
$57K +$479 +31 +0.8%
Wells Fargo
40
Wells Fargo
California
$42K -$4.62K -299 -10%
WAM
41
Wolverine Asset Management
Illinois
$29K -$13.2K -855 -31%
HI
42
Harbour Investments
Wisconsin
$27K +$634 +41 +2%
APA
43
American Portfolios Advisors
New York
$22K +$20.1K +1,300 +897%
Koshinski Asset Management
44
Koshinski Asset Management
Illinois
$21.3K +$21.6K +1,400 New
CFA
45
Cahill Financial Advisors
Minnesota
$9K +$9.01K +583 New
PA
46
PSI Advisors
Florida
$4K +$3.86K +250 New
LFG
47
Larson Financial Group
Missouri
$4K +$3.9K +252 New
QC
48
Quadrature Capital
United Kingdom
– -$387K -26,091 Closed
Marshall Wace
49
Marshall Wace
United Kingdom
– -$315K -21,132 Closed
EGA
50
Eagle Global Advisors
Texas
– -$313K -21,033 Closed
1
2
3

WHF Hedge Fund Activity: Q3 2021 in Review

47 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2021, worth a combined $36.3M — down 5.4% from $38.4M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of WHF and 8 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 16 added.

The largest buyer was Advisors Asset Management, adding an estimated $518K. The largest seller was Ares Management, cutting an estimated $2.25M.

  • 47 institutional investors held WhiteHorse Finance (WHF) as of Q3 2021, down from 48 in Q2 2021.
  • Funds reported $36.3M of WhiteHorse Finance stock for Q3 2021, down 5.4% quarter-over-quarter.
  • 8 funds opened new WhiteHorse Finance positions in Q3 2021 and 9 closed out, a net change of -1 holder.
  • The largest WhiteHorse Finance buyer in Q3 2021 was Advisors Asset Management, an estimated $518K added.
  • The largest WhiteHorse Finance seller in Q3 2021 was Ares Management, an estimated $2.25M sold.

Based on aggregated 13F filings for Q3 2021.