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WhiteHorse Finance
WHF

40 hedge funds and large institutions have $34M invested in WhiteHorse Finance in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

14% more funds holding

Funds holding: 35 → 40 (+5)

6% less capital invested

Capital invested by funds: $36.3M → $34M (-$2.32M)

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$524K
2
AIM
Allen Investment Management
New York
+$476K
3
U
UBS
Switzerland
+$371K
4
N
Nuveen
North Carolina
+$319K
5
Deutsche Bank
Deutsche Bank
Germany
+$314K

Top Sellers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
-$282K
2
Northern Trust
Northern Trust
Illinois
-$75.8K
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$47K
4
Citigroup
Citigroup
New York
-$40K
5
Ameriprise
Ameriprise
Minnesota
-$8K
Name Holding Trade Value Shares
Change 		Change in
Stake
TA
26
Teachers Advisors
New York
$146K -$2.9K -200 -2%
RFC
27
Russell Frank Company
Washington
$140K +$144K +9,900 New
NFA
28
Nationwide Fund Advisors
Ohio
$76K – – –
AIG
29
American International Group
New York
$66.1K +$1.64K +113 +2%
BA
30
BlackRock Advisors
Delaware
$50K +$4.97K +342 +11%
Citigroup
31
Citigroup
New York
$31K -$40K -2,751 -56%
PAM
32
Panagora Asset Management
Massachusetts
$29K – – –
TRCT
33
Tower Research Capital (TRC)
New York
$27K +$7.5K +516 +36%
WRM
34
Westport Resources Management
Connecticut
$10K – – –
PMFA
35
Plante Moran Financial Advisors
Michigan
$10K +$10.4K +715 New
Barclays
36
Barclays
United Kingdom
$4K +$1.73K +119 +79%
BNP Paribas Financial Markets
37
BNP Paribas Financial Markets
France
$2.62K +$232 +16 +9%
DA
38
Denali Advisors
California
$1K -$2.11K -145 -73%
Ameriprise
39
Ameriprise
Minnesota
– -$8K -540 Closed
AllianceBernstein
40
AllianceBernstein
Tennessee
– -$3K -200 Closed
Bank of America
41
Bank of America
North Carolina
– +$102 +7 New
1
2

WHF Hedge Fund Activity: Q1 2014 in Review

40 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2014, worth a combined $34M — down 6.4% from $36.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new WHF positions and 2 closed out — a net gain of 5 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $524K. The largest seller was BB&T Securities, cutting an estimated $282K.

  • 40 institutional investors held WhiteHorse Finance (WHF) as of Q1 2014, up from 35 in Q4 2013.
  • Funds reported $34M of WhiteHorse Finance stock for Q1 2014, down 6.4% quarter-over-quarter.
  • 7 funds opened new WhiteHorse Finance positions in Q1 2014 and 2 closed out, a net change of +5 holders.
  • The largest WhiteHorse Finance buyer in Q1 2014 was Advisors Asset Management, an estimated $524K added.
  • The largest WhiteHorse Finance seller in Q1 2014 was BB&T Securities, an estimated $282K sold.

Based on aggregated 13F filings for Q1 2014.