WhiteHorse Finance
WHF
37 hedge funds and large institutions have $33.9M invested in WhiteHorse Finance in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 2 closing their positions.
122% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 9
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
43% more capital invested
Capital invested by funds: $23.7M → $33.9M (+$10.2M)
3% more funds holding
Funds holding: 36 → 37 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$2.45M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$381K |
| 3 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$290K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$269K |
| 5 |
B
Baird
Milwaukee,
Wisconsin
|
+$75.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NI
Numeric Investors
Boston,
Massachusetts
|
-$444K |
| 2 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$412K |
| 3 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$72.1K |
| 4 |
SNC
Stifel Nicolaus & Co
St Louis,
Missouri
|
-$37.7K |
| 5 |
Citigroup
New York
|
-$27K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BA
26
BlackRock Advisors
Wilmington,
Delaware
| $48K | +$1.52K | +99 | +3% |
|
|
PAM
27
Panagora Asset Management
Boston,
Massachusetts
| $31K | +$32.1K | +2,089 | New |
|
|
RFC
28
Russell Frank Company
Seattle,
Washington
| $30K | +$30.7K | +1,995 | New |
|
|
29
Citigroup
New York
| $19K | -$27K | -1,756 | -58% |
|
30
Barclays
London,
United Kingdom
| $17K | +$14.7K | +958 | +652% |
|
31
Bank of America
Charlotte,
North Carolina
| $14K | -$923 | -60 | -6% |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| $12K | +$13K | +847 | New |
|
|
WRM
33
Westport Resources Management
Westport,
Connecticut
| $11K | – | – | – |
|
34
Ameriprise
Minneapolis,
Minnesota
| $9K | +$3.08K | +200 | +47% |
|
35
AllianceBernstein
Nashville,
Tennessee
| $8K | -$3.42K | -222 | -31% |
|
36
California Public Employees Retirement System
Sacramento,
California
| $3K | – | – | – |
|
37
Royal Bank of Canada
Toronto,
Ontario, Canada
| $2K | -$477 | -31 | -17% |
|
|
TC
38
TFS Capital
West Chester,
Pennsylvania
| – | -$412K | -26,180 | Closed |
|
39
Wells Fargo
San Francisco,
California
| – | -$15 | -1 | Closed |
|
WHF Hedge Fund Activity: Q3 2013 in Review
37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2013, worth a combined $33.9M — up 43% from $23.7M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new WHF positions and 2 closed out — a net gain of 1 holder — while 20 added to existing stakes and 9 trimmed.
The largest buyer was Advisors Asset Management, adding an estimated $2.45M. The largest seller was Numeric Investors, cutting an estimated $444K.
- 37 institutional investors held WhiteHorse Finance (WHF) as of Q3 2013, up from 36 in Q2 2013.
- Funds reported $33.9M of WhiteHorse Finance stock for Q3 2013, up 43% quarter-over-quarter.
- 3 funds opened new WhiteHorse Finance positions in Q3 2013 and 2 closed out, a net change of +1 holder.
- The largest WhiteHorse Finance buyer in Q3 2013 was Advisors Asset Management, an estimated $2.45M added.
- The largest WhiteHorse Finance seller in Q3 2013 was Numeric Investors, an estimated $444K sold.
Based on aggregated 13F filings for Q3 2013.