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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$416K -$1.19M -47,376 -75%
CA
27
Claro Advisors
Massachusetts
$362K -$121K -4,828 -26%
JWCA
28
J.W. Cole Advisors
Florida
$355K +$346K +13,801 New
HT
29
HighTower Trust
Texas
$339K
CPIG
30
Chicago Partners Investment Group
Illinois
$329K +$84.2K +3,355 +36%
RIA
31
Regal Investment Advisors
Michigan
$312K +$304K +12,116 New
SWP
32
Stratos Wealth Partners
Ohio
$299K -$237K -9,444 -45%
LI
33
LVZ Inc
Michigan
$294K +$7.93K +316 +3%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$274K +$727 +29 +0.3%
AWM
35
AE Wealth Management
Kansas
$221K -$67.4K -2,687 -24%
SS
36
Simplicity Solutions
Minnesota
$205K -$52.1K -2,077 -21%
GWM
37
Geneos Wealth Management
Colorado
$161K
IWP
38
IAG Wealth Partners
Wisconsin
$151K -$80.3K -3,200 -35%
PAG
39
Private Advisor Group
New Jersey
$133K +$129K +5,160 New
TPWA
40
TRUE Private Wealth Advisors
Oregon
$119K -$1.41K -56 -1%
AWA
41
Arkadios Wealth Advisors
Georgia
$53.5K +$426 +17 +0.8%
Wells Fargo
42
Wells Fargo
California
$30K +$29K +1,157 +115,700%
Morgan Stanley
43
Morgan Stanley
New York
$6K
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$3.52M -145,804 Closed
FTUS
45
Flow Traders U.S.
New York
-$1.26M -52,261 Closed
MML Investors Services
46
MML Investors Services
Massachusetts
-$991K -41,031 Closed
GSWM
47
Golden State Wealth Management
California
-$401K -16,600 Closed
BSW
48
Buckingham Strategic Wealth
Missouri
-$331K -13,705 Closed
SI
49
Stephens Inc
Arkansas
-$287K -11,900 Closed
TSS
50
Two Sigma Securities
New York
-$243K -10,049 Closed