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Nuveen S&P 500 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$327K
WWM
27
Western Wealth Management
Colorado
$302K +$291K +16,260 New
CAN
28
Cetera Advisor Networks
California
$281K +$20.4K +1,140 +8%
GC
29
Guggenheim Capital
Illinois
$274K -$1.07M -59,568 -80%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$269K -$3.61K -202 -1%
PAG
31
Private Advisor Group
New Jersey
$244K -$3.93K -220 -2%
SPIA
32
Steward Partners Investment Advisory
New York
$240K
IWA
33
IBEX Wealth Advisors
New Jersey
$201K
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$148K
EI
35
Ellevest Inc
New York
$47K
TFP
36
Tilia Fiduciary Partners
North Carolina
$42K +$40.2K +2,250 New
CWS
37
Confluence Wealth Services
Pennsylvania
$42K +$40.8K +2,281 New
NSIM
38
North Star Investment Management
Illinois
$37K
GWM
39
Geneos Wealth Management
Colorado
$20K
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$20K
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$15K +$14.4K +805 New
FCFS
42
First Command Financial Services
Texas
$5K
HI
43
Harbour Investments
Wisconsin
$5K
FCB
44
First Command Bank
Texas
$4K
OFG
45
OTA Financial Group
New York
-$201K -11,775 Closed
CFA
46
Carroll Financial Associates
North Carolina
-$33K -1,988 Closed
Citigroup
47
Citigroup
New York
-$15K -903 Closed
AWA
48
Arkadios Wealth Advisors
Georgia
-$5K -317 Closed