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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.8M +$186K +13,795 +3%
HWM
2
Howard Wealth Management
Connecticut
$4.28M -$39.8K -2,955 -0.9%
UBS Group
3
UBS Group
Switzerland
$4.09M -$515K -38,252 -11%
Morgan Stanley
4
Morgan Stanley
New York
$3.86M +$1.02M +75,923 +36%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.77M +$54.7K +4,064 +1%
Invesco
6
Invesco
Georgia
$3.57M +$45.5K +3,384 +1%
WAM
7
Wolverine Asset Management
Illinois
$2.36M +$139K +10,318 +6%
SFS
8
Shaker Financial Services
Virginia
$2.13M -$1.78M -132,049 -45%
LPL Financial
9
LPL Financial
California
$1.15M -$205K -15,251 -15%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$1.15M -$51.4K -3,819 -4%
GC
11
Guggenheim Capital
Illinois
$1.1M -$35.4K -2,634 -3%
ACP
12
Aviance Capital Partners
Florida
$1.08M -$39.6K -2,942 -4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$900K +$71.8K +5,339 +9%
Stifel Financial
14
Stifel Financial
Missouri
$891K +$52K +3,869 +6%
SDAM
15
Shulman DeMeo Asset Management
New York
$819K +$552 +41 +0.1%
DC
16
Davenport & Co
Virginia
$768K +$10.9K +811 +1%
AAM
17
Advisors Asset Management
Colorado
$571K -$34.1K -2,538 -6%
RJA
18
Raymond James & Associates
Florida
$518K +$34K +2,531 +7%
Osaic Holdings
19
Osaic Holdings
Arizona
$515K +$87.3K +6,488 +20%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$452K +$234K +17,394 +105%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$442K +$77.1K +5,729 +21%
SBIA
22
Sheaff Brock Investment Advisors
Indiana
$413K -$3.7K -275 -0.9%
PAG
23
Private Advisor Group
New Jersey
$403K -$210K -15,612 -34%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$403K +$181K +13,436 +80%
Bank of America
25
Bank of America
North Carolina
$379K +$8.09K +601 +2%
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