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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$10.1M +$10.1M +732,507 New
RVP
2
Relative Value Partners
Illinois
$4.91M +$4.92M +355,694 New
GC
3
Guggenheim Capital
Illinois
$4.62M +$4.63M +334,704 New
Bank of America
4
Bank of America
North Carolina
$3.92M +$3.93M +284,084 New
Invesco
5
Invesco
Georgia
$3.81M +$3.82M +276,016 New
PPA
6
Parametric Portfolio Associates
Washington
$2.75M +$2.75M +199,020 New
Wells Fargo
7
Wells Fargo
California
$2.5M +$2.5M +180,911 New
Morgan Stanley
8
Morgan Stanley
New York
$1.8M +$1.8M +130,529 New
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.78M +$1.79M +129,182 New
U
10
UBS
Switzerland
$1.53M +$1.53M +110,788 New
LPL Financial
11
LPL Financial
California
$643K +$644K +46,590 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$515K +$516K +37,295 New
ACP
13
Aviance Capital Partners
Florida
$465K +$466K +33,700 New
DA
14
Doliver Advisors
Texas
$377K +$378K +27,311 New
AQR Capital Management
15
AQR Capital Management
Connecticut
$377K +$378K +27,325 New
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$321K +$322K +23,280 New
SFS
17
Shaker Financial Services
Virginia
$229K +$230K +16,608 New
IT
18
Independence Trust
Tennessee
$180K +$180K +13,011 New
Ameriprise
19
Ameriprise
Minnesota
$134K +$134K +9,710 New
CFA
20
Carroll Financial Associates
North Carolina
$110K +$111K +8,000 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$92K +$92.6K +6,700 New
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$83K +$83K +6,001 New
Citigroup
23
Citigroup
New York
$47K +$46.5K +3,363 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$28K +$27.6K +2,000 New
US Bancorp
25
US Bancorp
Minnesota
$20K +$19.8K +1,430 New
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