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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.6M -$1.47M -95,274 -11%
Wells Fargo
2
Wells Fargo
California
$5.96M +$513K +33,290 +9%
Invesco
3
Invesco
Georgia
$4.81M -$719K -46,661 -13%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.2M +$440K +28,551 +12%
Morgan Stanley
5
Morgan Stanley
New York
$3.91M +$230K +14,898 +6%
AAM
6
Advisors Asset Management
Colorado
$2.79M -$1.09M -70,607 -28%
Ameriprise
7
Ameriprise
Minnesota
$1.4M -$9.29K -603 -0.7%
ACP
8
Aviance Capital Partners
Florida
$1.39M +$86.1K +5,588 +7%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.29M -$167K -10,858 -11%
SFS
10
Shaker Financial Services
Virginia
$1.1M +$356K +23,099 +47%
Bank of Nova Scotia
11
Bank of Nova Scotia
Ontario, Canada
$746K +$749K +48,583 New
Bank of America
12
Bank of America
North Carolina
$710K +$450K +29,203 +171%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$660K +$157K +10,174 +31%
SBIA
14
Sheaff Brock Investment Advisors
Indiana
$620K -$30.5K -1,982 -5%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$560K -$7.1K -461 -1%
DC
16
Davenport & Co
Virginia
$538K -$26.3K -1,704 -5%
PAG
17
Private Advisor Group
New Jersey
$423K +$6.16K +400 +1%
RJA
18
Raymond James & Associates
Florida
$397K -$156K -10,112 -28%
LPL Financial
19
LPL Financial
California
$382K -$3.26M -211,878 -89%
VC
20
Vicus Capital
Pennsylvania
$341K – – –
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$339K -$12K -778 -3%
GC
22
Guggenheim Capital
Illinois
$320K -$223K -14,444 -41%
NA
23
NewEdge Advisors
Louisiana
$224K +$59.6K +3,870 +36%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$162K +$163K +10,556 New
DADC
25
D.A. Davidson & Co
Montana
$132K -$109K -7,100 -45%
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