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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.42M +$173K +13,649 +3%
UBS Group
2
UBS Group
Switzerland
$4.44M -$3.6M -285,116 -45%
HWM
3
Howard Wealth Management
Connecticut
$4.17M -$81.5K -6,444 -2%
SFS
4
Shaker Financial Services
Virginia
$3.75M +$2.17M +171,898 +143%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.58M +$77.7K +6,149 +2%
Invesco
6
Invesco
Georgia
$3.4M +$820K +64,878 +32%
Morgan Stanley
7
Morgan Stanley
New York
$2.75M +$111K +8,778 +4%
WAM
8
Wolverine Asset Management
Illinois
$2.14M +$1.4M +111,009 +198%
LPL Financial
9
LPL Financial
California
$1.31M +$251K +19,888 +24%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$1.15M -$94.1K -7,444 -8%
GC
11
Guggenheim Capital
Illinois
$1.09M +$695 +55 +0.1%
ACP
12
Aviance Capital Partners
Florida
$1.08M -$8.39K -664 -0.8%
OFG
13
OTA Financial Group
New York
$869K +$417K +32,995 +95%
Stifel Financial
14
Stifel Financial
Missouri
$810K -$449K -35,491 -36%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$799K -$26.1K -2,063 -3%
SDAM
16
Shulman DeMeo Asset Management
New York
$789K -$6.2K -490 -0.8%
DC
17
Davenport & Co
Virginia
$730K -$3.79K -300 -0.5%
PAG
18
Private Advisor Group
New Jersey
$589K -$559K -44,250 -49%
AAM
19
Advisors Asset Management
Colorado
$583K -$13.9K -1,097 -2%
RJA
20
Raymond James & Associates
Florida
$467K +$57K +4,505 +14%
Osaic Holdings
21
Osaic Holdings
Arizona
$412K +$12.7K +1,003 +3%
SBIA
22
Sheaff Brock Investment Advisors
Indiana
$402K +$72.1K +5,700 +22%
LCM
23
Landscape Capital Management
New Jersey
$393K +$387K +30,573 New
Bank of America
24
Bank of America
North Carolina
$358K -$154K -12,177 -30%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$358K +$346K +27,379 New
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