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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10.3M +$1.45M +104,341 +16%
AAM
2
Advisors Asset Management
Colorado
$6.39M +$453K +32,685 +8%
Invesco
3
Invesco
Georgia
$6.27M -$993K -71,609 -14%
Morgan Stanley
4
Morgan Stanley
New York
$3M -$342K -24,639 -10%
GC
5
Guggenheim Capital
Illinois
$2.29M +$125K +9,042 +6%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$2.01M +$547K +39,439 +37%
Wells Fargo
7
Wells Fargo
California
$1.75M -$45.7K -3,296 -3%
AWMS
8
Advocacy Wealth Management Services
Georgia
$1.46M -$409K -29,469 -22%
SFS
9
Shaker Financial Services
Virginia
$1.43M -$77K -5,549 -5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.09M +$222K +16,008 +25%
ACP
11
Aviance Capital Partners
Florida
$1.09M -$31.4K -2,264 -3%
RVPG
12
Relative Value Partners Group
$878K -$502K -36,170 -36%
LPL Financial
13
LPL Financial
California
$820K +$27.7K +1,998 +3%
Bank of Nova Scotia
14
Bank of Nova Scotia
Ontario, Canada
$814K +$820K +59,147 New
PPA
15
Parametric Portfolio Associates
Washington
$661K -$8.55M -616,414 -93%
Bank of America
16
Bank of America
North Carolina
$550K +$34.3K +2,474 +7%
SBIA
17
Sheaff Brock Investment Advisors
Indiana
$509K -$7.02K -506 -1%
DC
18
Davenport & Co
Virginia
$459K +$462K +33,322 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$449K +$210K +15,128 +98%
Ameriprise
20
Ameriprise
Minnesota
$447K +$309K +22,244 +195%
RJA
21
Raymond James & Associates
Florida
$430K +$14.9K +1,077 +4%
VC
22
Vicus Capital
Pennsylvania
$310K +$16.1K +1,160 +5%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$295K +$178K +12,824 +150%
DADC
24
D.A. Davidson & Co
Montana
$250K +$149K +10,742 +144%
ACM
25
Aviance Capital Management
Florida
$224K -$25.7K -1,852 -10%
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