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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.14M +$105K +5,797 +1%
Morgan Stanley
2
Morgan Stanley
New York
$6.05M +$508K +28,165 +9%
HWM
3
Howard Wealth Management
Connecticut
$5.1M -$48.2K -2,670 -0.9%
UBS Group
4
UBS Group
Switzerland
$4.61M +$263K +14,589 +6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.51M +$36.1K +2,000 +0.8%
Invesco
6
Invesco
Georgia
$4.46M +$355K +19,663 +8%
SFS
7
Shaker Financial Services
Virginia
$3.78M +$3.99M +221,428 New
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.87M +$18 +1 +0%
LPL Financial
9
LPL Financial
California
$1.84M +$127K +7,061 +7%
GC
10
Guggenheim Capital
Illinois
$1.27M -$73.7K -4,084 -5%
ACP
11
Aviance Capital Partners
Florida
$1.26M +$20K +1,111 +2%
DADC
12
D.A. Davidson & Co
Montana
$1.24M +$264K +14,653 +25%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.14M -$9.38K -520 -0.8%
DC
14
Davenport & Co
Virginia
$1.07M +$66.8K +3,702 +6%
Stifel Financial
15
Stifel Financial
Missouri
$1.04M -$65.2K -3,614 -6%
RJA
16
Raymond James & Associates
Florida
$935K -$168K -9,330 -15%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$571K -$331K -18,324 -35%
AAM
18
Advisors Asset Management
Colorado
$567K -$18.7K -1,039 -3%
Osaic Holdings
19
Osaic Holdings
Arizona
$556K +$41.5K +2,303 +8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$531K +$2.63K +146 +0.5%
Bank of America
21
Bank of America
North Carolina
$501K +$27.4K +1,517 +5%
Truist Financial
22
Truist Financial
North Carolina
$392K – – –
Ameriprise
23
Ameriprise
Minnesota
$389K +$25.7K +1,425 +7%
SBIA
24
Sheaff Brock Investment Advisors
Indiana
$344K +$18K +1,000 +5%
SPC
25
Sigma Planning Corp
Michigan
$301K -$14.1K -783 -4%
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