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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.4M +$660K +38,961 +6%
Wells Fargo
2
Wells Fargo
California
$8.04M +$372K +21,962 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.38M +$65.9K +3,888 +1%
Morgan Stanley
4
Morgan Stanley
New York
$3.76M +$47.6K +2,808 +1%
RJA
5
Raymond James & Associates
Florida
$2.73M +$74.5K +4,397 +3%
Invesco
6
Invesco
Georgia
$2.47M +$445K +26,249 +22%
Stifel Financial
7
Stifel Financial
Missouri
$1.75M -$7.34K -433 -0.4%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$1.5M +$8.96K +529 +0.6%
ACP
9
Aviance Capital Partners
Florida
$1.49M +$92.1K +5,436 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.22M -$1.02M -60,355 -46%
WAM
11
Wolverine Asset Management
Illinois
$1.06M +$1.07M +62,992 New
AAM
12
Advisors Asset Management
Colorado
$1.02M -$217K -12,783 -17%
SFS
13
Shaker Financial Services
Virginia
$953K +$955K +56,366 New
Bank of America
14
Bank of America
North Carolina
$845K -$3.1M -183,234 -79%
NA
15
NewEdge Advisors
Louisiana
$756K +$523K +30,890 +224%
DC
16
Davenport & Co
Virginia
$753K +$33.3K +1,965 +5%
NMC
17
Nine Masts Capital
Hong Kong
$747K -$108K -6,400 -13%
LPL Financial
18
LPL Financial
California
$693K +$75.5K +4,454 +12%
DA
19
Doliver Advisors
Texas
$667K +$320K +18,861 +92%
SBIA
20
Sheaff Brock Investment Advisors
Indiana
$615K -$16.2K -957 -3%
Ameriprise
21
Ameriprise
Minnesota
$350K -$135K -7,951 -28%
PAG
22
Private Advisor Group
New Jersey
$347K +$348K +20,538 New
QCMA
23
Quad Capital Management Advisors
New York
$314K +$315K +18,589 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$298K +$87.9K +5,187 +42%
TSS
25
Two Sigma Securities
New York
$227K +$227K +13,404 New
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