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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13.5M +$793K +48,179 +34%
Wells Fargo
2
Wells Fargo
California
$8.02M +$229K +13,889 +3%
UBS Group
3
UBS Group
Switzerland
$5.1M +$156K +9,489 +3%
Morgan Stanley
4
Morgan Stanley
New York
$5.06M -$80.5K -4,889 -1%
HWM
5
Howard Wealth Management
Connecticut
$4.72M -$8.22K -499 -0.2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.67M +$363K +22,057 +8%
Invesco
7
Invesco
Georgia
$4.55M -$180K -10,934 -4%
AWS
8
Atria Wealth Solutions
New York
$3.49M +$3.67M +223,146 New
LPL Financial
9
LPL Financial
California
$2.67M +$782K +47,500 +39%
Bank of America
10
Bank of America
North Carolina
$2M +$1.49M +90,240 +241%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.86M +$453K +27,519 +30%
ACP
12
Aviance Capital Partners
Florida
$1.69M +$258K +15,673 +17%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.2M +$123K +7,475 +11%
GC
14
Guggenheim Capital
Illinois
$1.03M +$49.3K +2,993 +5%
DC
15
Davenport & Co
Virginia
$960K +$412 +25 +0%
Ameriprise
16
Ameriprise
Minnesota
$881K -$21K -1,275 -2%
DADC
17
D.A. Davidson & Co
Montana
$851K -$276K -16,761 -24%
SDAM
18
Shulman DeMeo Asset Management
New York
$768K -$5.04K -306 -0.6%
RJA
19
Raymond James & Associates
Florida
$531K -$176K -10,713 -24%
WWM
20
Western Wealth Management
Colorado
$493K +$724 +44 +0.1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$468K +$1.86K +113 +0.4%
Osaic Holdings
22
Osaic Holdings
Arizona
$391K +$131K +7,962 +47%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$387K -$11.5K -701 -3%
GWSG
24
GPS Wealth Strategies Group
Colorado
$386K +$226K +13,705 +125%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$328K -$3.67K -223 -1%
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