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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.18M +$504K +35,636 +8%
HWM
2
Howard Wealth Management
Connecticut
$4.59M -$288K -20,350 -6%
UBS Group
3
UBS Group
Switzerland
$4.47M -$201K -14,191 -5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.34M +$24.3K +1,719 +0.6%
Morgan Stanley
5
Morgan Stanley
New York
$4.06M -$328K -23,191 -8%
Invesco
6
Invesco
Georgia
$3.89M -$180K -12,684 -5%
SFS
7
Shaker Financial Services
Virginia
$3.21M +$720K +50,867 +32%
LPL Financial
8
LPL Financial
California
$2.02M +$646K +45,616 +53%
GC
9
Guggenheim Capital
Illinois
$1.24M -$11.1K -781 -0.9%
ACP
10
Aviance Capital Partners
Florida
$1.2M -$29.7K -2,102 -3%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.12M -$176K -12,468 -14%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.08M +$46.4K +3,278 +5%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.05M +$495K +34,943 +103%
Stifel Financial
14
Stifel Financial
Missouri
$976K -$40.7K -2,876 -4%
SDAM
15
Shulman DeMeo Asset Management
New York
$899K -$35K -2,476 -4%
DC
16
Davenport & Co
Virginia
$883K +$3.91K +276 +0.5%
RJA
17
Raymond James & Associates
Florida
$747K +$144K +10,150 +26%
LCM
18
Landscape Capital Management
New Jersey
$667K +$221K +15,602 +55%
Osaic Holdings
19
Osaic Holdings
Arizona
$646K +$53.9K +3,810 +10%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$640K +$134K +9,467 +29%
AAM
21
Advisors Asset Management
Colorado
$536K -$109K -7,720 -18%
DADC
22
D.A. Davidson & Co
Montana
$530K +$130K +9,204 +36%
SBIA
23
Sheaff Brock Investment Advisors
Indiana
$473K +$354 +25 +0.1%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$459K -$1.98K -140 -0.5%
AA
25
AQR Arbitrage
Connecticut
$439K +$148K +10,469 +57%
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