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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$7.3M -$1.53M -102,509 -14%
Wells Fargo
2
Wells Fargo
California
$4.73M -$1.46M -97,617 -19%
HWM
3
Howard Wealth Management
Connecticut
$3.83M +$72K +4,821 +1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.16M +$171K +11,442 +4%
Morgan Stanley
5
Morgan Stanley
New York
$2.37M -$25.3K -1,693 -0.8%
Invesco
6
Invesco
Georgia
$2.31M -$2.08K -139 -0.1%
SFS
7
Shaker Financial Services
Virginia
$1.39M +$1.35M +90,383 +306%
Stifel Financial
8
Stifel Financial
Missouri
$1.14M -$74K -4,952 -5%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.13M +$278K +18,605 +24%
PAG
10
Private Advisor Group
New Jersey
$1.04M -$1.91M -128,127 -59%
GC
11
Guggenheim Capital
Illinois
$983K +$581K +38,873 +85%
ACP
12
Aviance Capital Partners
Florida
$979K -$107K -7,140 -8%
LPL Financial
13
LPL Financial
California
$950K -$20.7K -1,387 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$745K -$62.4K -4,174 -6%
SDAM
15
Shulman DeMeo Asset Management
New York
$717K -$28.7K -1,919 -3%
ICM
16
Ionic Capital Management
New York
$672K +$868K +58,063 New
DC
17
Davenport & Co
Virginia
$662K -$27.2K -1,823 -3%
WAM
18
Wolverine Asset Management
Illinois
$648K +$836K +55,967 New
AAM
19
Advisors Asset Management
Colorado
$538K +$60.7K +4,060 +10%
Bank of America
20
Bank of America
North Carolina
$464K -$1.72K -115 -0.3%
OFG
21
OTA Financial Group
New York
$402K +$519K +34,737 New
RJA
22
Raymond James & Associates
Florida
$369K +$34.7K +2,325 +8%
Osaic Holdings
23
Osaic Holdings
Arizona
$360K +$465K +31,141 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$342K -$42.6K -2,850 -9%
SBIA
25
Sheaff Brock Investment Advisors
Indiana
$296K -$29.9K -2,000 -7%
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