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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.17M -$662K -37,050 -8%
Invesco
2
Invesco
Georgia
$6.29M +$1.38M +77,022 +29%
Morgan Stanley
3
Morgan Stanley
New York
$5.88M -$679K -37,951 -11%
HWM
4
Howard Wealth Management
Connecticut
$5.64M +$91.5K +5,118 +2%
UBS Group
5
UBS Group
Switzerland
$5.62M +$577K +32,253 +12%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.94M +$23.8K +1,330 +0.5%
SFS
7
Shaker Financial Services
Virginia
$4.51M +$377K +21,075 +10%
LPL Financial
8
LPL Financial
California
$2.27M +$260K +14,539 +14%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$2.11M +$66.6K +3,724 +3%
ACP
10
Aviance Capital Partners
Florida
$1.42M +$51K +2,850 +4%
DADC
11
D.A. Davidson & Co
Montana
$1.34M -$6.9K -386 -0.5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.31M +$74.5K +4,167 +6%
DC
13
Davenport & Co
Virginia
$1.14M -$22.8K -1,275 -2%
Stifel Financial
14
Stifel Financial
Missouri
$1.09M -$38.6K -2,157 -4%
AAM
15
Advisors Asset Management
Colorado
$1.07M +$435K +24,311 +73%
Ameriprise
16
Ameriprise
Minnesota
$1.03M +$581K +32,484 +143%
SDAM
17
Shulman DeMeo Asset Management
New York
$979K +$941K +52,617 New
RJA
18
Raymond James & Associates
Florida
$703K -$302K -16,910 -31%
Bank of America
19
Bank of America
North Carolina
$693K +$142K +7,929 +27%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$563K -$13.9K -778 -3%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$515K -$102K -5,721 -17%
Osaic Holdings
22
Osaic Holdings
Arizona
$466K -$135K -7,528 -23%
WAM
23
Wolverine Asset Management
Illinois
$437K +$163K +9,136 +64%
Truist Financial
24
Truist Financial
North Carolina
$378K -$46.5K -2,601 -11%
SBIA
25
Sheaff Brock Investment Advisors
Indiana
$376K +$1.61K +90 +0.4%
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