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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.16M -$217K -14,049 -2%
UBS Group
2
UBS Group
Switzerland
$5.76M +$391K +25,330 +7%
HWM
3
Howard Wealth Management
Connecticut
$4.38M -$230K -14,915 -5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.18M -$26.8K -1,734 -0.6%
AWS
5
Atria Wealth Solutions
New York
$3.6M +$3.55M +229,861 New
Morgan Stanley
6
Morgan Stanley
New York
$3.47M -$1.01M -65,447 -23%
AAM
7
Advisors Asset Management
Colorado
$2.82M -$14K -905 -0.5%
Invesco
8
Invesco
Georgia
$2.82M -$169K -10,959 -6%
LPL Financial
9
LPL Financial
California
$2.54M +$28.6K +1,851 +1%
GC
10
Guggenheim Capital
Illinois
$2.5M +$1.48M +95,710 +150%
HFRG
11
Houlihan Financial Resource Group
Virginia
$2.46M +$2.46M +159,464 New
SFS
12
Shaker Financial Services
Virginia
$2.41M +$1.54M +99,416 +192%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2M -$139 -9 -0%
ACP
14
Aviance Capital Partners
Florida
$1.55M -$772 -50 -0.1%
WAM
15
Wolverine Asset Management
Illinois
$1.41M +$824K +53,367 +146%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.24M +$21.9K +1,419 +2%
DC
17
Davenport & Co
Virginia
$985K +$24.2K +1,565 +3%
DADC
18
D.A. Davidson & Co
Montana
$933K +$4.12K +267 +0.5%
Ameriprise
19
Ameriprise
Minnesota
$903K +$42K +2,718 +5%
Bank of America
20
Bank of America
North Carolina
$833K +$120K +7,783 +17%
SDAM
21
Shulman DeMeo Asset Management
New York
$749K -$4.54K -294 -0.6%
Osaic Holdings
22
Osaic Holdings
Arizona
$690K +$112K +7,265 +20%
PAG
23
Private Advisor Group
New Jersey
$573K +$162K +10,470 +40%
RJA
24
Raymond James & Associates
Florida
$488K -$21.6K -1,398 -4%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$438K -$35.8K -2,316 -8%
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