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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $26.7M | -$94.7K | -3,697 | -0.4% |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.88M | – | – | – |
|
| 3 |
3
UBS Group
Zurich,
Switzerland
| $2.34M | -$161K | -6,271 | -6% |
|
| 4 |
BBPWM
4
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.32M | -$4.3K | -168 | -0.2% |
|
| 5 |
SFS
5
Shaker Financial Services
Arlington,
Virginia
| $931K | – | – | – |
|
| 6 |
CL
6
CSS LLC
Chicago,
Illinois
| $725K | -$25.6K | -1,000 | -3% |
|
| 7 |
FIMG
7
Financial & Investment Management Group
Traverse City,
Michigan
| $543K | -$3.61K | -141 | -0.7% |
|
| 8 |
8
Wells Fargo
San Francisco,
California
| $117K | +$1.44K | +56 | +1% |
|
| 9 |
WAM
9
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| $14K | – | – | – |
|
| 10 |
10
Morgan Stanley
New York
| $5K | – | – | – |
|
| 11 |
TJHA
11
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| – | -$112K | -4,397 | Closed |
|