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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $26M | -$505K | -19,656 | -2% |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.88M | – | – | – |
|
| 3 |
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.23M | -$54.7K | -2,130 | -2% |
|
| 4 |
4
UBS Group
Zurich,
Switzerland
| $1.17M | -$219K | -8,524 | -16% |
|
| 5 |
CL
5
CSS LLC
Chicago,
Illinois
| $944K | +$198K | +7,699 | +26% |
|
| 6 |
SFS
6
Shaker Financial Services
Arlington,
Virginia
| $931K | – | – | – |
|
| 7 |
FIMG
7
Financial & Investment Management Group
Traverse City,
Michigan
| $492K | -$5.39K | -210 | -1% |
|
| 8 |
8
Wells Fargo
San Francisco,
California
| $110K | – | – | – |
|
| 9 |
9
CIBC Private Wealth Group
Atlanta,
Georgia
| $48K | – | – | – |
|
| 10 |
CPIG
10
Chicago Partners Investment Group
Chicago,
Illinois
| $45K | +$45.3K | +1,763 | New |
|
| 11 |
WAP
11
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| $6K | – | – | – |
|
| 12 |
12
Morgan Stanley
New York
| $5K | – | – | – |
|
| 13 |
WAM
13
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| – | -$7K | -288 | Closed |
|